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MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $54,425,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 693,886 13,066,000 24.01%
2 RAYMOND JAMES & ASSOCIATES 445,291 8,385,000 15.41%
3 MORGAN STANLEY 383,949 7,229,000 13.28%
4 UBS Group AG 302,057 5,688,000 10.45%
5 Advisors Asset Management, Inc. 177,027 3,333,000 6.12%
6 ROBINSON CAPITAL MANAGEMENT, LLC 141,373 2,662,000 4.89%
7 GUGGENHEIM CAPITAL LLC 133,109 2,507,000 4.61%
8 WELLS FARGO & COMPANY/MN 125,790 2,369,000 4.35%
9 Raymond James Financial Services Advisors, Inc. 100,707 1,896,000 3.48%
10 NATIONAL PLANNING CORP 47,480 913,000 1.68%
11 VAN ECK ASSOCIATES CORP 35,110 661,000 1.21%
12 LPL Financial LLC 34,510 653,000 1.20%
13 FIRST TRUST ADVISORS LP 32,461 611,000 1.12%
14 USCA RIA LLC 31,600 595,000 1.09%
15 SG Americas Securities, LLC 27,112 511,000 0.94%
16 PNC FINANCIAL SERVICES GROUP, INC. 22,000 415,000 0.76%
17 Summit Financial Wealth Advisors, LLC 21,800 410,000 0.75%
18 Cetera Advisors LLC 21,130 397,000 0.73%
19 TRUE PRIVATE WEALTH ADVISORS 19,900 375,000 0.69%
20 Janney Montgomery Scott LLC 19,043 359,000 0.66%
21 Squarepoint Ops LLC 14,500 273,000 0.50%
22 BB&T SECURITIES, LLC 14,150 266,000 0.49%
23 HighTower Advisors, LLC 13,849 260,000 0.48%
24 Advisory Services Network, LLC 13,000 245,000 0.45%
25 Thomas J. Herzfeld Advisors, Inc. 8,032 151,000 0.28%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,330 81,000 0.15%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 34,000 0.06%
28 CITIGROUP INC 1,409 27,000 0.05%
29 INTEGRATED WEALTH MANAGEMENT 1,400 26,000 0.05%
30 REILLY FINANCIAL ADVISORS, LLC 600 11,000 0.02%
31 NEXT Financial Group, Inc 434 8,000 0.01%
32 Tower Research Capital LLC (TRC) 224 4,000 0.01%
33 BlackRock Investment Management, LLC 212 4,000 0.01%
34 ROYAL BANK OF CANADA 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.