Dark
Light
System
Security
MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 28 Institutional holders with a total value of $45,818,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 695,389 12,322,000 26.89%
2 RAYMOND JAMES & ASSOCIATES 426,367 7,555,000 16.49%
3 MORGAN STANLEY 389,291 6,898,000 15.06%
4 UBS Group AG 271,431 4,810,000 10.50%
5 Advisors Asset Management, Inc. 183,844 3,258,000 7.11%
6 WELLS FARGO & COMPANY/MN 136,433 2,417,000 5.28%
7 GUGGENHEIM CAPITAL LLC 107,248 1,900,000 4.15%
8 Raymond James Financial Services Advisors, Inc. 87,159 1,544,000 3.37%
9 FIRST TRUST ADVISORS LP 35,513 629,000 1.37%
10 USCA RIA LLC 32,600 578,000 1.26%
11 VAN ECK ASSOCIATES CORP 30,864 547,000 1.19%
12 Cetera Advisors LLC 22,911 406,000 0.89%
13 Liberty Street Advisors, Inc. 22,636 401,000 0.88%
14 LPL Financial LLC 22,040 391,000 0.85%
15 Summit Financial Wealth Advisors, LLC 21,800 386,000 0.84%
16 Virtu KCG Holdings LLC 19,352 343,000 0.75%
17 Allen Investment Management, LLC 18,298 324,000 0.71%
18 Janney Montgomery Scott LLC 17,852 316,000 0.69%
19 BB&T SECURITIES, LLC 15,450 273,000 0.60%
20 HighTower Advisors, LLC 15,224 271,000 0.59%
21 CITIGROUP INC 5,136 91,000 0.20%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,600 46,000 0.10%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,000 35,000 0.08%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 32,000 0.07%
25 INTEGRATED WEALTH MANAGEMENT 1,400 25,000 0.05%
26 ROYAL BANK OF CANADA 482 9,000 0.02%
27 NEXT Financial Group, Inc 434 7,000 0.02%
28 BlackRock Investment Management, LLC 212 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.