Dark
Light
System
Security
MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $67,474,516.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 636,456 13,162,000 19.51%
2 GUGGENHEIM CAPITAL LLC 467,646 9,671,000 14.33%
3 MORGAN STANLEY 405,586 8,388,000 12.43%
4 RAYMOND JAMES & ASSOCIATES 395,310 8,175,000 12.12%
5 UBS Group AG 312,789 6,468,000 9.59%
6 Advisors Asset Management, Inc. 261,213 5,402,000 8.01%
7 Raymond James Financial Services Advisors, Inc. 146,950 3,039,000 4.50%
8 WELLS FARGO & COMPANY/MN 125,723 2,600,000 3.85%
9 ROBINSON CAPITAL MANAGEMENT, LLC 101,230 2,093,000 3.10%
10 VAN ECK ASSOCIATES CORP 69,572 1,439,000 2.13%
11 USCA RIA LLC 58,614 1,212,000 1.80%
12 DOLIVER ADVISORS, LP 53,247 1,111,000 1.65%
13 FIRST TRUST ADVISORS LP 31,165 644,000 0.95%
14 LPL Financial LLC 24,774 516,000 0.76%
15 Summit Financial Wealth Advisors, LLC 23,300 482,000 0.71%
16 Cetera Advisors LLC 21,185 437,000 0.65%
17 TRUE PRIVATE WEALTH ADVISORS 19,900 411,000 0.61%
18 Janney Montgomery Scott LLC 19,043 359,000 0.53%
19 Commonwealth Equity Services, Inc 15,500 321,000 0.48%
20 HighTower Advisors, LLC 13,849 286,000 0.42%
21 Regal Investment Advisors LLC 13,793 285,000 0.42%
22 Advisory Services Network, LLC 13,000 269,000 0.40%
23 STIFEL FINANCIAL CORP 10,875 225,000 0.33%
24 ROYAL BANK OF CANADA 8,963 185,000 0.27%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,330 110,000 0.16%
26 PNC FINANCIAL SERVICES GROUP, INC. 3,000 62,000 0.09%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 37,000 0.05%
28 CITIGROUP INC 1,444 30,000 0.04%
29 INTEGRATED WEALTH MANAGEMENT 1,400 29,000 0.04%
30 SEI INVESTMENTS CO 664 14,000 0.02%
31 NEXT Financial Group, Inc 434 8,000 0.01%
32 BlackRock Investment Management, LLC 212 4,000 0.01%
33 WOLVERINE TRADING LP /BD 25 516 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.