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MAINSTAY MACKAY DEFINEDTERM FD COM
MAINSTAY MACKAY DEFINEDTERM FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 33 Institutional holders with a total value of $41,214,549.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Investment Management, LLC 212 4,000 0.01%
2 NEXT Financial Group, Inc 434 7,000 0.02%
3 D.A. DAVIDSON & CO. 560 9,000 0.02%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 17,000 0.04%
5 INTEGRATED WEALTH MANAGEMENT 1,400 24,000 0.06%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,800 31,000 0.08%
7 Tower Research Capital LLC (TRC) 1,919 33,000 0.08%
8 PNC FINANCIAL SERVICES GROUP, INC. 2,000 35,000 0.08%
9 WOLVERINE ASSET MANAGEMENT LLC 2,400 41,000 0.10%
10 ROYAL BANK OF CANADA 3,700 64,000 0.16%
11 CITIGROUP INC 5,363 93,000 0.23%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,583 183,000 0.44%
13 Virtu KCG Holdings LLC 10,988 190,000 0.46%
14 AVIANCE CAPITAL MANAGEMENT, LLC 12,801 221,000 0.54%
15 BB&T SECURITIES, LLC 15,320 264,000 0.64%
16 Raymond James Financial Services Advisors, Inc. 17,712 306,000 0.74%
17 Allen Investment Management, LLC 18,298 316,000 0.77%
18 Janney Montgomery Scott LLC 18,988 327,549 0.79%
19 Summit Financial Wealth Advisors, LLC 21,800 376,000 0.91%
20 Cetera Advisors LLC 22,881 395,000 0.96%
21 LPL Financial LLC 24,361 422,000 1.02%
22 USCA RIA LLC 27,600 476,000 1.15%
23 VAN ECK ASSOCIATES CORP 28,614 494,000 1.20%
24 COMERICA BANK 32,000 552,000 1.34%
25 DOLIVER ADVISORS, LP 34,542 596,000 1.45%
26 FIRST TRUST ADVISORS LP 35,743 617,000 1.50%
27 GUGGENHEIM CAPITAL LLC 119,980 2,069,000 5.02%
28 WELLS FARGO & COMPANY/MN 132,340 2,282,000 5.54%
29 Advisors Asset Management, Inc. 181,629 3,133,000 7.60%
30 UBS Group AG 242,528 4,184,000 10.15%
31 RAYMOND JAMES & ASSOCIATES 342,934 5,916,000 14.35%
32 MORGAN STANLEY 373,592 6,444,000 15.64%
33 BANK OF AMERICA CORP /DE/ 643,097 11,093,000 26.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.