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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $31,707,969.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLAIR WILLIAM & CO/IL 464,442 6,163,000 19.44%
2 Yorktown Management & Research Co Inc 293,000 3,892,000 12.27%
3 Advisors Asset Management, Inc. 276,560 3,670,000 11.57%
4 UBS AG 202,302 2,685,000 8.47%
5 BB&T SECURITIES, LLC 16,228 2,153,000 6.79%
6 Sumitomo Mitsui DS Asset Management Company, Ltd 150,649 1,999,000 6.30%
7 ADVISORY RESEARCH INC 150,649 1,999,000 6.30%
8 BARD ASSOCIATES INC 136,575 1,812,000 5.71%
9 STEPHENS INC /AR/ 102,841 1,365,000 4.30%
10 Robert W. Baird & Co. Inc 102,182 1,356,000 4.28%
11 Freestone Capital Holdings, LLC 90,209 1,197,000 3.78%
12 ROYCE & ASSOCIATES LP 82,431 1,094,000 3.45%
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 46,496 617,000 1.95%
14 North Star Investment Management Corp. 35,400 470,000 1.48%
15 DEUTSCHE BANK AG\ 29,500 391,000 1.23%
16 Janney Montgomery Scott LLC 21,550 285,969 0.90%
17 B. Riley Wealth Management, Inc. 18,500 245,000 0.77%
18 ROYAL BANK OF CANADA 9,839 131,000 0.41%
19 WELLS FARGO & COMPANY/MN 8,001 106,000 0.33%
20 MORGAN STANLEY 4,073 54,000 0.17%
21 CITIGROUP INC 928 12,000 0.04%
22 Tower Research Capital LLC (TRC) 551 7,000 0.02%
23 Ground Swell Capital, LLC 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.