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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $40,290,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,087,693 16,022,000 39.77%
2 BLAIR WILLIAM & CO/IL 469,042 6,909,000 17.15%
3 UBS Group AG 207,856 3,062,000 7.60%
4 Yorktown Management & Research Co Inc 171,600 2,527,000 6.27%
5 BARD ASSOCIATES INC 133,175 1,962,000 4.87%
6 ADVISORY RESEARCH INC 65,796 969,000 2.41%
7 Sumitomo Mitsui DS Asset Management Company, Ltd 65,426 963,000 2.39%
8 Nationwide Fund Advisors 61,309 903,000 2.24%
9 ROYCE & ASSOCIATES LP 58,050 855,000 2.12%
10 North Star Investment Management Corp. 57,350 845,000 2.10%
11 Muzinich & Co., Inc. 56,218 828,000 2.06%
12 STEPHENS INC /AR/ 49,106 723,000 1.79%
13 Robert W. Baird & Co. Inc 46,796 689,000 1.71%
14 GSA CAPITAL PARTNERS LLP 36,972 545,000 1.35%
15 Hillsdale Investment Management Inc. 35,883 529,000 1.31%
16 Janney Montgomery Scott LLC 24,686 364,000 0.90%
17 ROTHSCHILD INVESTMENT LLC /IL 17,300 255,000 0.63%
18 ROYAL BANK OF CANADA 16,483 243,000 0.60%
19 B. Riley Wealth Management, Inc. 15,865 233,000 0.58%
20 Rotella Capital Management, Inc. 15,813 233,000 0.58%
21 Freestone Capital Holdings, LLC 14,259 210,000 0.52%
22 MORGAN STANLEY 7,560 111,000 0.28%
23 DEUTSCHE BANK AG\ 6,000 88,000 0.22%
24 Invesco Ltd. 4,999 74,000 0.18%
25 WELLS FARGO & COMPANY/MN 4,701 69,000 0.17%
26 Creative Planning 4,000 59,000 0.15%
27 BANK OF AMERICA CORP /DE/ 1,000 15,000 0.04%
28 Tower Research Capital LLC (TRC) 210 3,000 0.01%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 152 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.