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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 29 Institutional holders with a total value of $39,136,286.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 842,190 12,178,000 31.12%
2 BLAIR WILLIAM & CO/IL 435,492 6,297,000 16.09%
3 Yorktown Management & Research Co Inc 298,000 4,309,000 11.01%
4 UBS Group AG 176,103 2,546,000 6.51%
5 BARD ASSOCIATES INC 137,375 1,986,000 5.07%
6 BB&T SECURITIES, LLC 10,595 1,532,000 3.91%
7 ADVISORY RESEARCH INC 85,946 1,243,000 3.18%
8 Sumitomo Mitsui DS Asset Management Company, Ltd 85,946 1,242,000 3.17%
9 ROYCE & ASSOCIATES LP 82,431 1,192,000 3.05%
10 Robert W. Baird & Co. Inc 64,854 938,000 2.40%
11 CONFLUENCE INVESTMENT MANAGEMENT LLC 59,272 857,000 2.19%
12 STEPHENS INC /AR/ 54,869 793,000 2.03%
13 Nationwide Fund Advisors 54,209 784,000 2.00%
14 Freestone Capital Holdings, LLC 47,005 680,000 1.74%
15 North Star Investment Management Corp. 38,400 555,000 1.42%
16 DEUTSCHE BANK AG\ 29,500 426,000 1.09%
17 Janney Montgomery Scott LLC 21,458 310,286 0.79%
18 GSA CAPITAL PARTNERS LLP 19,672 284,000 0.73%
19 B. Riley Wealth Management, Inc. 18,865 272,000 0.70%
20 ROTHSCHILD INVESTMENT LLC /IL 16,200 234,000 0.60%
21 Virtu KCG Holdings LLC 10,926 158,000 0.40%
22 ROYAL BANK OF CANADA 8,413 122,000 0.31%
23 MORGAN STANLEY 4,062 59,000 0.15%
24 Creative Planning 4,000 58,000 0.15%
25 WELLS FARGO & COMPANY/MN 3,500 51,000 0.13%
26 NEXT Financial Group, Inc 1,288 19,000 0.05%
27 Tower Research Capital LLC (TRC) 501 7,000 0.02%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 152 2,000 0.01%
29 CITIGROUP INC 163 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.