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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 42 Institutional holders with a total value of $53,785,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,339,912 18,558,000 34.50%
2 BLAIR WILLIAM & CO/IL 778,919 10,788,000 20.06%
3 UBS Group AG 239,088 3,311,000 6.16%
4 Muzinich & Co., Inc. 160,338 2,221,000 4.13%
5 Janney Montgomery Scott LLC 126,201 1,748,000 3.25%
6 BARD ASSOCIATES INC 122,587 1,698,000 3.16%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 108,703 1,506,000 2.80%
8 GSA CAPITAL PARTNERS LLP 97,300 1,348,000 2.51%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,633 1,089,000 2.02%
10 Chicago Partners Investment Group LLC 75,928 1,052,000 1.96%
11 MORGAN STANLEY 66,260 918,000 1.71%
12 Nationwide Fund Advisors 60,530 838,000 1.56%
13 BlackRock Group LTD 60,224 834,000 1.55%
14 STEPHENS INC /AR/ 58,409 809,000 1.50%
15 MCKINLEY CAPITAL MANAGEMENT LLC 57,141 791,000 1.47%
16 Geneva Advisors, LLC 45,560 631,000 1.17%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,498 630,000 1.17%
18 ADVISORY RESEARCH INC 41,776 579,000 1.08%
19 Sumitomo Mitsui DS Asset Management Company, Ltd 37,076 513,000 0.95%
20 SALZHAUER MICHAEL 35,080 486,000 0.90%
21 BAIRD FINANCIAL GROUP, INC. 30,968 429,000 0.80%
22 OPPENHEIMER & CO INC 29,745 412,000 0.77%
23 RAYMOND JAMES & ASSOCIATES 21,770 302,000 0.56%
24 ROTHSCHILD INVESTMENT LLC /IL 21,050 292,000 0.54%
25 Raymond James Financial Services Advisors, Inc. 20,770 288,000 0.54%
26 B. Riley Wealth Management, Inc. 18,265 252,000 0.47%
27 ROYAL BANK OF CANADA 16,683 231,000 0.43%
28 ROYCE & ASSOCIATES LP 15,050 208,000 0.39%
29 Freestone Capital Holdings, LLC 13,051 181,000 0.34%
30 Yorktown Management & Research Co Inc 13,000 180,000 0.33%
31 DEUTSCHE BANK AG\ 12,574 173,000 0.32%
32 BOKF, NA 10,000 139,000 0.26%
33 WELLS FARGO & COMPANY/MN 9,055 125,000 0.23%
34 CITIGROUP INC 6,717 93,000 0.17%
35 Creative Planning 4,000 55,000 0.10%
36 North Star Investment Management Corp. 1,500 21,000 0.04%
37 BANK OF AMERICA CORP /DE/ 1,300 18,000 0.03%
38 JPMORGAN CHASE & CO 1,000 14,000 0.03%
39 IFP ADVISORS, INC 793 11,000 0.02%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 606 8,000 0.01%
41 Tower Research Capital LLC (TRC) 388 5,000 0.01%
42 BlackRock Finance, Inc. 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.