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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $34,651,921.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 580,025 7,830,000 22.60%
2 BLAIR WILLIAM & CO/IL 435,401 5,877,000 16.96%
3 Yorktown Management & Research Co Inc 298,000 4,024,000 11.61%
4 UBS AG 163,937 2,213,000 6.39%
5 ADVISORY RESEARCH INC 150,649 2,034,000 5.87%
6 Sumitomo Mitsui DS Asset Management Company, Ltd 150,649 2,033,000 5.87%
7 BARD ASSOCIATES INC 136,375 1,841,000 5.31%
8 BB&T SECURITIES, LLC 12,522 1,690,000 4.88%
9 Robert W. Baird & Co. Inc 106,057 1,432,000 4.13% SH
10 STEPHENS INC /AR/ 98,650 1,332,000 3.84%
11 ROYCE & ASSOCIATES LP 82,431 1,113,000 3.21%
12 CONFLUENCE INVESTMENT MANAGEMENT LLC 58,863 795,000 2.29%
13 Freestone Capital Holdings, LLC 51,900 701,000 2.02%
14 North Star Investment Management Corp. 38,400 518,000 1.49%
15 DEUTSCHE BANK AG\ 29,500 398,000 1.15%
16 Janney Montgomery Scott LLC 23,031 310,921 0.90%
17 B. Riley Wealth Management, Inc. 18,500 249,000 0.72%
18 ROYAL BANK OF CANADA 8,322 112,000 0.32%
19 WELLS FARGO & COMPANY/MN 5,923 80,000 0.23%
20 MORGAN STANLEY 4,033 54,000 0.16%
21 NEXT Financial Group, Inc 688 9,000 0.03%
22 Ground Swell Capital, LLC 300 4,000 0.01%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 152 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.