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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 44 Institutional holders with a total value of $49,968,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUPTA WEALTH MANAGEMENT LLC 67 1,000 0.00%
2 Tower Research Capital LLC (TRC) 333 5,000 0.01%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 606 8,000 0.02%
4 AMERICAN INTERNATIONAL GROUP, INC. 800 11,000 0.02%
5 BANK OF AMERICA CORP /DE/ 1,000 14,000 0.03%
6 North Star Investment Management Corp. 1,500 21,000 0.04%
7 Walleye Trading LLC 3,400 47,000 0.09%
8 Creative Planning 5,500 76,000 0.15%
9 CITIGROUP INC 7,507 104,000 0.21%
10 ENVESTNET ASSET MANAGEMENT INC 7,547 105,000 0.21%
11 BOKF, NA 10,000 139,000 0.28%
12 DEUTSCHE BANK AG\ 10,936 151,000 0.30%
13 WELLS FARGO & COMPANY/MN 11,055 153,000 0.31%
14 TWO SIGMA ADVISERS, LP 12,300 172,000 0.34%
15 ALLIANCEBERNSTEIN L.P. 13,225 184,000 0.37%
16 ROYAL BANK OF CANADA 15,956 222,000 0.44%
17 RAYMOND JAMES & ASSOCIATES 16,620 231,000 0.46%
18 B. Riley Wealth Management, Inc. 18,365 255,000 0.51%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,153 266,000 0.53%
20 ROTHSCHILD INVESTMENT LLC /IL 20,200 281,000 0.56%
21 Freestone Capital Holdings, LLC 21,551 300,000 0.60%
22 MILLENNIUM MANAGEMENT LLC 25,919 360,000 0.72%
23 BRIDGEWAY CAPITAL MANAGEMENT, LLC 31,403 437,000 0.87%
24 BAIRD FINANCIAL GROUP, INC. 35,277 490,000 0.98%
25 MCKINLEY CAPITAL MANAGEMENT LLC 36,555 508,000 1.02%
26 Sumitomo Mitsui DS Asset Management Company, Ltd 37,076 515,000 1.03%
27 TWO SIGMA INVESTMENTS, LP 38,509 535,000 1.07%
28 ADVISORY RESEARCH INC 39,000 542,000 1.08%
29 ACG Wealth 39,506 549,000 1.10%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,493 591,000 1.18%
31 STEPHENS INC /AR/ 47,849 665,000 1.33%
32 Hillsdale Investment Management Inc. 48,383 673,000 1.35%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 51,962 722,000 1.44%
34 ROYCE & ASSOCIATES LP 58,050 807,000 1.62%
35 Janney Montgomery Scott LLC 58,761 817,000 1.64%
36 Nationwide Fund Advisors 61,309 852,000 1.71%
37 Yorktown Management & Research Co Inc 83,000 1,154,000 2.31%
38 MORGAN STANLEY 102,021 1,418,000 2.84%
39 GSA CAPITAL PARTNERS LLP 107,677 1,497,000 3.00%
40 Muzinich & Co., Inc. 115,979 1,605,000 3.21%
41 BARD ASSOCIATES INC 127,212 1,768,000 3.54%
42 UBS Group AG 214,777 2,985,000 5.97%
43 BLAIR WILLIAM & CO/IL 638,186 8,871,000 17.75%
44 Advisors Asset Management, Inc. 1,356,933 18,861,000 37.75%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.