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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 54 Institutional holders with a total value of $73,025,538.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 8 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Put
3 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,538 0.00%
4 Tower Research Capital LLC (TRC) 156 2,000 0.00%
5 IFP ADVISORS, INC 793 12,000 0.02%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 15,000 0.02%
7 PNC FINANCIAL SERVICES GROUP, INC. 2,000 30,000 0.04%
8 North Star Investment Management Corp. 3,700 57,000 0.08%
9 Creative Planning 5,225 80,000 0.11%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,406 99,000 0.14%
11 CITIGROUP INC 6,486 100,000 0.14%
12 BOKF, NA 10,000 154,000 0.21%
13 TFS CAPITAL LLC 10,858 167,000 0.23%
14 NORTHERN TRUST CORP 11,037 170,000 0.23%
15 Nationwide Fund Advisors 11,700 180,000 0.25%
16 Commonwealth Equity Services, Inc 11,977 184,000 0.25%
17 WELLS FARGO & COMPANY/MN 12,001 185,000 0.25%
18 Yorktown Management & Research Co Inc 13,000 200,000 0.27%
19 Cambridge Investment Research Advisors, Inc. 13,178 203,000 0.28%
20 Freestone Capital Holdings, LLC 13,630 210,000 0.29%
21 ROYAL BANK OF CANADA 14,145 218,000 0.30%
22 Raymond James Financial Services Advisors, Inc. 17,010 262,000 0.36%
23 MSI Financial Services Inc 19,623 302,000 0.41%
24 NUVEEN ASSET MANAGEMENT INC. 27,924 429,000 0.59%
25 Clear Harbor Asset Management, LLC 28,627 440,000 0.60%
26 BAIRD FINANCIAL GROUP, INC. 31,733 488,000 0.67%
27 ROTHSCHILD INVESTMENT LLC /IL 36,450 561,000 0.77%
28 OPPENHEIMER & CO INC 37,298 574,000 0.79%
29 JPMORGAN CHASE & CO 37,794 581,000 0.80%
30 SILVER CAPITAL MANAGEMENT LLC 38,434 591,000 0.81%
31 MORGAN STANLEY 42,715 656,000 0.90%
32 B. Riley Wealth Advisors, Inc. 42,625 656,000 0.90%
33 WESPAC Advisors, LLC 45,588 701,000 0.96%
34 SALZHAUER MICHAEL 51,304 789,000 1.08%
35 RAYMOND JAMES & ASSOCIATES 59,001 907,000 1.24%
36 BRIDGEWAY CAPITAL MANAGEMENT, LLC 61,403 944,000 1.29%
37 ADVISOR GROUP, INC. 62,978 969,000 1.33%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,253 1,004,000 1.37%
39 MCKINLEY CAPITAL MANAGEMENT LLC 79,589 1,224,000 1.68%
40 Geneva Advisors, LLC 90,146 1,386,000 1.90%
41 Chicago Partners Investment Group LLC 92,144 1,417,000 1.94%
42 STEPHENS INC /AR/ 96,750 1,488,000 2.04%
43 TWO SIGMA ADVISERS, LP 97,371 1,498,000 2.05%
44 TWO SIGMA INVESTMENTS, LP 109,429 1,683,000 2.30%
45 BlackRock Group LTD 113,103 1,740,000 2.38%
46 BARD ASSOCIATES INC 119,887 1,852,000 2.54%
47 Homrich & Berg 128,573 1,977,000 2.71%
48 Janney Montgomery Scott LLC 182,660 2,809,000 3.85%
49 Sumitomo Mitsui DS Asset Management Company, Ltd 191,478 2,944,000 4.03%
50 ADVISORY RESEARCH INC 204,089 3,139,000 4.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.