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MONROE CAP CORP
MONROE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 57 Institutional holders with a total value of $83,959,544.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,100 0 0.00% Put
2 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,544 0.00%
3 CUTLER GROUP LLC / CA 1,000 2,000 0.00% Call
4 PENSERRA CAPITAL MANAGEMENT LLC 234 3,000 0.00%
5 IFP ADVISORS, INC 793 12,000 0.01%
6 BANK OF AMERICA CORP /DE/ 1,900 30,000 0.04%
7 PNC FINANCIAL SERVICES GROUP, INC. 2,000 32,000 0.04%
8 SeaBridge Investment Advisors LLC 2,341 37,000 0.04%
9 Creative Planning 5,225 82,000 0.10%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,406 101,000 0.12%
11 CITIGROUP INC 7,670 121,000 0.14%
12 BOKF, NA 10,000 157,000 0.19%
13 Virtu KCG Holdings LLC 10,017 158,000 0.19%
14 Raymond James Financial Services Advisors, Inc. 11,557 182,000 0.22%
15 Yorktown Management & Research Co Inc 13,000 204,000 0.24%
16 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 13,223 208,000 0.25%
17 Freestone Capital Holdings, LLC 13,923 219,000 0.26%
18 Sigma Planning Corp 14,683 231,000 0.28%
19 TWO SIGMA INVESTMENTS, LP 16,110 253,000 0.30%
20 Cambridge Investment Research Advisors, Inc. 16,583 261,000 0.31%
21 WELLS FARGO & COMPANY/MN 17,000 267,000 0.32%
22 North Star Investment Management Corp. 18,700 294,000 0.35%
23 Opus Capital Group, LLC 19,074 300,000 0.36%
24 ROYAL BANK OF CANADA 19,166 301,000 0.36%
25 MML INVESTORS SERVICES, INC. 19,679 310,000 0.37%
26 MACKENZIE FINANCIAL CORP 21,018 331,000 0.39%
27 MORGAN STANLEY 30,153 475,000 0.57%
28 BAIRD FINANCIAL GROUP, INC. 30,590 481,000 0.57%
29 Clear Harbor Asset Management, LLC 30,909 486,000 0.58%
30 NUVEEN ASSET MANAGEMENT INC. 35,632 556,000 0.66%
31 ROTHSCHILD INVESTMENT LLC /IL 37,050 583,000 0.69%
32 B. Riley Wealth Advisors, Inc. 37,200 586,000 0.70%
33 SILVER CAPITAL MANAGEMENT LLC 37,324 587,000 0.70%
34 OPPENHEIMER & CO INC 38,606 607,000 0.72%
35 WESPAC Advisors, LLC 39,632 623,000 0.74%
36 SALZHAUER MICHAEL 51,304 807,000 0.96%
37 Ativo Capital Management LLC 58,013 913,000 1.09%
38 RAYMOND JAMES & ASSOCIATES 58,246 916,000 1.09%
39 ADVISOR GROUP, INC. 64,468 1,014,000 1.21%
40 STEPHENS INC /AR/ 68,663 1,080,000 1.29%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,228 1,089,000 1.30%
42 ADVANTAGE INVESTMENT MANAGEMENT, LLC 71,583 1,126,000 1.34%
43 MCKINLEY CAPITAL MANAGEMENT LLC 83,267 1,310,000 1.56%
44 TWO SIGMA ADVISERS, LP 87,841 1,382,000 1.65%
45 Chicago Partners Investment Group LLC 97,120 1,528,000 1.82%
46 Geneva Advisors, LLC 113,487 1,785,000 2.13%
47 BARD ASSOCIATES INC 119,737 1,883,000 2.24%
48 VAN ECK ASSOCIATES CORP 126,802 1,995,000 2.38%
49 Homrich & Berg 133,633 2,102,000 2.50%
50 BlackRock Finance, Inc. 136,075 2,140,000 2.55%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.