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NUVEEN INT DUR QUAL MUN TRM
NUVEEN INT DUR QUAL MUN TRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $29,384,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,101,986 13,367,000 45.49%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 377,067 4,574,000 15.57%
3 PNC FINANCIAL SERVICES GROUP, INC. 220,766 2,679,000 9.12%
4 HighTower Advisors, LLC 154,394 1,873,000 6.37%
5 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 146,960 1,783,000 6.07%
6 BANK OF AMERICA CORP /DE/ 99,793 1,210,000 4.12%
7 MORGAN STANLEY 63,100 766,000 2.61%
8 SIT INVESTMENT ASSOCIATES INC 50,897 617,000 2.10%
9 WOLVERINE ASSET MANAGEMENT LLC 35,103 425,000 1.45%
10 Virtu KCG Holdings LLC 28,753 349,000 1.19%
11 FIRST TRUST ADVISORS LP 23,807 289,000 0.98%
12 WELLS FARGO & COMPANY/MN 23,120 281,000 0.96%
13 RAYMOND JAMES & ASSOCIATES 17,695 215,000 0.73%
14 ROYAL BANK OF CANADA 17,025 207,000 0.70%
15 UBS AG 14,158 171,000 0.58%
16 SignalPoint Asset Management, LLC 13,000 158,000 0.54%
17 VAN ECK ASSOCIATES CORP 10,957 133,000 0.45%
18 Thomas J. Herzfeld Advisors, Inc. 9,950 121,000 0.41%
19 Lehman Financial Resources, Inc. 8,511 103,000 0.35%
20 CITIGROUP INC 2,200 27,000 0.09%
21 AMERIPRISE FINANCIAL INC 1,500 18,000 0.06%
22 MSI Financial Services Inc 1,500 18,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.