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NUVEEN INT DUR QUAL MUN TRM
NUVEEN INT DUR QUAL MUN TRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $30,526,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 627,829 7,722,000 25.30%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 376,671 4,633,000 15.18%
3 HighTower Advisors, LLC 295,470 3,632,000 11.90%
4 BANK OF AMERICA CORP /DE/ 258,300 3,177,000 10.41%
5 MORGAN STANLEY 216,356 2,661,000 8.72%
6 PNC FINANCIAL SERVICES GROUP, INC. 64,834 798,000 2.61%
7 UBS Group AG 55,952 689,000 2.26%
8 WELLS FARGO & COMPANY/MN 53,940 664,000 2.18%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 52,665 648,000 2.12%
10 TRUST CO OF VERMONT 46,433 571,000 1.87%
11 STIFEL FINANCIAL CORP 37,915 464,000 1.52%
12 Janney Montgomery Scott LLC 36,179 445,000 1.46%
13 RAYMOND JAMES & ASSOCIATES 35,112 432,000 1.42%
14 USCA RIA LLC 34,310 422,000 1.38%
15 FIRST TRUST ADVISORS LP 32,166 396,000 1.30%
16 VAN ECK ASSOCIATES CORP 29,160 359,000 1.18%
17 EDGEWOOD MANAGEMENT LLC 25,000 308,000 1.01%
18 SNOWDEN CAPITAL ADVISORS LLC 24,331 299,273 0.98%
19 Commonwealth Equity Services, Inc 23,800 293,000 0.96%
20 BB&T SECURITIES, LLC 20,767 287,000 0.94%
21 Clear Harbor Asset Management, LLC 21,366 263,000 0.86%
22 ROYAL BANK OF CANADA 21,064 259,000 0.85%
23 Horizon Kinetics LLC 19,362 238,000 0.78%
24 GREATMARK INVESTMENT PARTNERS, INC. 16,250 200,000 0.66%
25 SII INVESTMENTS INC/WI 15,550 191,000 0.63%
26 Virtu KCG Holdings LLC 12,147 149,000 0.49%
27 SG Americas Securities, LLC 10,662 131,000 0.43%
28 CITIGROUP INC 9,492 117,000 0.38%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 4,555 56,000 0.18%
30 Tortoise Investment Management, LLC 1,500 18,000 0.06%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.