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NUVEEN INT DUR QUAL MUN TRM
NUVEEN INT DUR QUAL MUN TRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $30,512,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,073,347 13,771,000 45.13%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 330,564 4,241,000 13.90%
3 PNC FINANCIAL SERVICES GROUP, INC. 212,357 2,724,000 8.93%
4 HighTower Advisors, LLC 165,594 2,125,000 6.96%
5 BANK OF AMERICA CORP /DE/ 152,839 1,961,000 6.43%
6 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 145,960 1,873,000 6.14%
7 MORGAN STANLEY 57,000 732,000 2.40%
8 WELLS FARGO & COMPANY/MN 55,894 717,000 2.35%
9 SIT INVESTMENT ASSOCIATES INC 44,997 577,000 1.89%
10 FIRST TRUST ADVISORS LP 26,757 343,000 1.12%
11 ROYAL BANK OF CANADA 17,825 229,000 0.75%
12 RAYMOND JAMES & ASSOCIATES 17,695 227,000 0.74%
13 UBS AG 17,480 225,000 0.74%
14 VAN ECK ASSOCIATES CORP 12,053 155,000 0.51%
15 CITIGROUP INC 12,037 154,000 0.50%
16 SignalPoint Asset Management, LLC 10,000 128,000 0.42%
17 Thomas J. Herzfeld Advisors, Inc. 9,950 128,000 0.42%
18 Lehman Financial Resources, Inc. 8,511 109,000 0.36%
19 B. Riley Wealth Advisors, Inc. 4,000 51,320 0.17%
20 AMERIPRISE FINANCIAL INC 1,500 19,000 0.06%
21 MSI Financial Services Inc 1,500 19,000 0.06%
22 Tower Research Capital LLC (TRC) 334 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.