Dark
Light
System
Security
NUVEEN INT DUR QUAL MUN TRM
NUVEEN INT DUR QUAL MUN TRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 20 Institutional holders with a total value of $32,743,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,247,797 15,947,000 48.70%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 297,492 3,802,000 11.61%
3 PNC FINANCIAL SERVICES GROUP, INC. 261,213 3,337,000 10.19%
4 HighTower Advisors, LLC 175,644 2,245,000 6.86%
5 BANK OF AMERICA CORP /DE/ 175,138 2,238,000 6.84%
6 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 145,460 1,859,000 5.68%
7 WELLS FARGO & COMPANY/MN 79,906 1,020,000 3.12%
8 MORGAN STANLEY 53,307 682,000 2.08%
9 FIRST TRUST ADVISORS LP 26,492 339,000 1.04%
10 UBS AG 23,293 298,000 0.91%
11 ROYAL BANK OF CANADA 19,425 248,000 0.76%
12 VAN ECK ASSOCIATES CORP 12,427 159,000 0.49%
13 Virtu KCG Holdings LLC 11,329 145,000 0.44%
14 CITIGROUP INC 10,401 133,000 0.41%
15 SignalPoint Asset Management, LLC 10,000 128,000 0.39%
16 Lehman Financial Resources, Inc. 8,511 109,000 0.33%
17 AMERIPRISE FINANCIAL INC 1,500 19,000 0.06%
18 MSI Financial Services Inc 1,500 19,000 0.06%
19 Thomas J. Herzfeld Advisors, Inc. 950 12,000 0.04%
20 Ground Swell Capital, LLC 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.