| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 3 | 0 | 0.00% | ||
| 2 | HIGHLAND CAPITAL MANAGEMENT LP | 164 | 3,000 | 0.01% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 215 | 4,000 | 0.01% | ||
| 4 | SIGNATUREFD, LLC | 785 | 15,000 | 0.04% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 1,107 | 20,524 | 0.05% | ||
| 6 | D.A. DAVIDSON & CO. | 1,691 | 31,000 | 0.08% | ||
| 7 | Gramercy Funds Management LLC | 2,099 | 39,000 | 0.10% | ||
| 8 | Invesco Ltd. | 4,755 | 88,000 | 0.22% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 14,909 | 276,000 | 0.69% | ||
| 10 | Round Table Services, LLC | 16,700 | 310,000 | 0.77% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,026 | 334,000 | 0.83% | ||
| 12 | CSS LLC/IL | 22,967 | 426,000 | 1.06% | ||
| 13 | ROYAL BANK OF CANADA | 23,591 | 437,000 | 1.09% | ||
| 14 | MSI Financial Services Inc | 26,988 | 500,000 | 1.24% | ||
| 15 | Shaker Financial Services, LLC | 29,431 | 546,000 | 1.36% | ||
| 16 | Advisors Asset Management, Inc. | 60,657 | 1,125,000 | 2.79% | ||
| 17 | AQR ARBITRAGE LLC | 62,704 | 1,163,000 | 2.89% | ||
| 18 | DOLIVER ADVISORS, LP | 69,578 | 1,290,000 | 3.20% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 84,668 | 1,569,000 | 3.90% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 104,112 | 1,930,000 | 4.79% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 130,639 | 2,422,000 | 6.02% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 139,089 | 2,579,000 | 6.41% | ||
| 23 | CORNERSTONE ADVISORS INC | 146,826 | 2,722,000 | 6.76% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 152,382 | 2,825,000 | 7.02% | PRN | |
| 25 | WELLS FARGO & COMPANY/MN | 162,829 | 3,019,000 | 7.50% | ||
| 26 | UBS Group AG | 181,988 | 3,374,000 | 8.38% | ||
| 27 | MARINER INVESTMENT GROUP LLC | 323,882 | 6,005,000 | 14.92% | ||
| 28 | MORGAN STANLEY | 388,648 | 7,205,000 | 17.90% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
