| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | IFP ADVISORS, INC | 20 | 0 | 0.00% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 587 | 11,000 | 0.02% | ||
| 3 | SIGNATUREFD, LLC | 785 | 15,000 | 0.03% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,264 | 24,000 | 0.05% | ||
| 5 | Gramercy Funds Management LLC | 1,499 | 29,000 | 0.06% | ||
| 6 | D.A. DAVIDSON & CO. | 1,691 | 32,000 | 0.06% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 1,910 | 37,000 | 0.07% | ||
| 8 | Capital Advisors, Ltd. LLC | 5,509 | 106,000 | 0.21% | ||
| 9 | MIDAS MANAGEMENT CORP | 9,000 | 174,000 | 0.34% | ||
| 10 | DOLIVER ADVISORS, LP | 16,425 | 317,000 | 0.62% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,470 | 318,000 | 0.62% | ||
| 12 | Round Table Services, LLC | 16,700 | 322,000 | 0.63% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 17,259 | 333,000 | 0.65% | ||
| 14 | LPL Financial LLC | 17,723 | 340,000 | 0.67% | ||
| 15 | ROYAL BANK OF CANADA | 21,697 | 418,000 | 0.82% | ||
| 16 | CSS LLC/IL | 22,967 | 443,000 | 0.87% | ||
| 17 | MSI Financial Services Inc | 31,993 | 617,000 | 1.21% | ||
| 18 | AQR ARBITRAGE LLC | 51,771 | 998,000 | 1.95% | ||
| 19 | MOORE CAPITAL MANAGEMENT, LP | 64,022 | 1,234,000 | 2.42% | ||
| 20 | GEODE CAPITAL MANAGEMENT, LLC | 133,594 | 2,574,000 | 5.04% | PRN | |
| 21 | Thomas J. Herzfeld Advisors, Inc. | 139,607 | 2,692,000 | 5.27% | ||
| 22 | CORNERSTONE ADVISORS INC | 143,526 | 2,766,000 | 5.42% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 150,052 | 2,893,000 | 5.66% | ||
| 24 | WELLS FARGO & COMPANY/MN | 155,137 | 2,991,000 | 5.86% | ||
| 25 | UBS Group AG | 158,974 | 3,065,000 | 6.00% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 267,543 | 5,158,000 | 10.10% | ||
| 27 | MORGAN STANLEY | 373,412 | 7,200,000 | 14.10% | ||
| 28 | DESCHUTES PORTFOLIO STRATEGY, LLC | 382,400 | 7,373,000 | 14.44% | ||
| 29 | MARINER INVESTMENT GROUP LLC | 445,872 | 8,596,000 | 16.83% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
