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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $81,787,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 100 3,000 0.00%
3 ADVISOR GROUP, INC. 580 18,000 0.02%
4 WELLS FARGO & COMPANY/MN 1,897 58,000 0.07%
5 MSI Financial Services Inc 2,010 61,000 0.07%
6 GENEOS WEALTH MANAGEMENT INC. 2,825 86,000 0.11%
7 NEXT Financial Group, Inc 2,864 87,000 0.11%
8 1832 Asset Management L.P. 6,580 201,000 0.25%
9 ADVANTAGE INVESTMENT MANAGEMENT, LLC 10,820 331,000 0.40%
10 LPL Financial LLC 12,881 392,000 0.48%
11 First Heartland Consultants, Inc. 19,372 592,000 0.72%
12 ENVESTNET ASSET MANAGEMENT INC 22,104 675,000 0.83%
13 UBS Group AG 30,401 929,000 1.14%
14 Commonwealth Equity Services, Inc 34,227 1,046,000 1.28%
15 Private Advisor Group, LLC 40,946 1,247,000 1.52%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,337 1,263,000 1.54%
17 AMERIPRISE FINANCIAL INC 54,923 1,678,000 2.05%
18 ASSETMARK, INC 55,852 1,706,000 2.09%
19 JANE STREET GROUP, LLC 94,010 2,872,000 3.51%
20 Firsthand Capital Management, Inc. 100,000 3,055,000 3.74%
21 ROYAL BANK OF CANADA 104,812 3,202,000 3.92%
22 MORGAN STANLEY 264,206 8,071,000 9.87%
23 STATE STREET CORP 453,881 13,866,000 16.95%
24 BANK OF AMERICA CORP /DE/ 643,148 19,649,000 24.02%
25 HighTower Advisors, LLC 677,498 20,699,000 25.31%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.