| 1 |
1607 Capital Partners, LLC |
620,423 |
12,904,000 |
43.25% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
263,551 |
5,482,000 |
18.37% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
110,536 |
2,299,000 |
7.71% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
107,891 |
2,239,000 |
7.50% |
|
|
| 5 |
Karpus Management, Inc. |
77,011 |
1,602,000 |
5.37% |
|
|
| 6 |
AQR CAPITAL MANAGEMENT LLC |
39,514 |
822,000 |
2.76% |
|
|
| 7 |
UBS AG |
36,810 |
766,000 |
2.57% |
|
|
| 8 |
Saba Capital Management, L.P. |
31,150 |
646,000 |
2.17% |
|
|
| 9 |
Granite Investment Partners, LLC |
26,522 |
552,000 |
1.85% |
|
|
| 10 |
MORGAN STANLEY |
21,593 |
449,000 |
1.50% |
|
|
| 11 |
SMITH, MOORE & CO. |
15,703 |
327,000 |
1.10% |
|
|
| 12 |
CORNERSTONE ADVISORS INC |
15,495 |
321,000 |
1.08% |
|
|
| 13 |
Sterneck Capital Management, LLC |
14,743 |
307,000 |
1.03% |
|
|
| 14 |
LPL Financial LLC |
12,431 |
259,000 |
0.87% |
|
|
| 15 |
CREDIT SUISSE AG/ |
12,070 |
251,000 |
0.84% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
9,845 |
205,000 |
0.69% |
|
|
| 17 |
ROYAL BANK OF CANADA |
6,309 |
131,000 |
0.44% |
|
|
| 18 |
B. Riley Wealth Advisors, Inc. |
4,825 |
100,000 |
0.34% |
|
|
| 19 |
CITIGROUP INC |
2,826 |
59,000 |
0.20% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
1,965 |
41,000 |
0.14% |
|
|
| 21 |
Focused Wealth Management, Inc |
1,056 |
22,000 |
0.07% |
|
|
| 22 |
AMERIPRISE FINANCIAL INC |
1,000 |
21,000 |
0.07% |
|
|
| 23 |
NEW ENGLAND SECURITIES CORP /MA/ |
543 |
11,000 |
0.04% |
|
|
| 24 |
Thomas J. Herzfeld Advisors, Inc. |
429 |
9,000 |
0.03% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
320 |
7,000 |
0.02% |
|
|
| 26 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
