| 1 |
1607 Capital Partners, LLC |
929,487 |
18,943,000 |
43.90% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
350,683 |
7,147,000 |
16.56% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
291,979 |
5,951,000 |
13.79% |
|
|
| 4 |
Karpus Management, Inc. |
280,761 |
5,722,000 |
13.26% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
56,221 |
1,146,000 |
2.66% |
|
|
| 6 |
AQR ARBITRAGE LLC |
47,887 |
976,000 |
2.26% |
|
|
| 7 |
Granite Investment Partners, LLC |
33,748 |
688,000 |
1.59% |
|
|
| 8 |
MORGAN STANLEY |
17,821 |
363,000 |
0.84% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
14,836 |
302,000 |
0.70% |
|
|
| 10 |
UBS Group AG |
14,238 |
290,000 |
0.67% |
|
|
| 11 |
Ancora Advisors LLC |
0 |
280,000 |
0.65% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13,080 |
267,000 |
0.62% |
|
|
| 13 |
Sterneck Capital Management, LLC |
12,343 |
252,000 |
0.58% |
|
|
| 14 |
LPL Financial LLC |
10,671 |
216,000 |
0.50% |
|
|
| 15 |
Yorktown Management & Research Co Inc |
10,500 |
214,000 |
0.50% |
|
|
| 16 |
ROYAL BANK OF CANADA |
5,509 |
112,000 |
0.26% |
|
|
| 17 |
Genesis Wealth Advisors, LLC |
5,059 |
102,596 |
0.24% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
4,385 |
89,000 |
0.21% |
|
|
| 19 |
Allworth Financial LP |
740 |
15,000 |
0.03% |
|
|
| 20 |
CITIGROUP INC |
738 |
15,000 |
0.03% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
651 |
13,000 |
0.03% |
|
|
| 22 |
MSI Financial Services Inc |
532 |
11,000 |
0.03% |
|
|
| 23 |
Focused Wealth Management, Inc |
528 |
11,000 |
0.03% |
|
|
| 24 |
Thomas J. Herzfeld Advisors, Inc. |
429 |
9,000 |
0.02% |
|
|
| 25 |
D.A. DAVIDSON & CO. |
475 |
9,000 |
0.02% |
|
|
| 26 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
67 |
1,365 |
0.00% |
|
|
| 28 |
Creative Planning |
33 |
1,000 |
0.00% |
|
|
