| 1 |
1607 Capital Partners, LLC |
929,487 |
18,487,000 |
39.83% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
485,230 |
9,651,000 |
20.79% |
|
|
| 3 |
Karpus Management, Inc. |
394,822 |
7,853,000 |
16.92% |
|
|
| 4 |
SIT INVESTMENT ASSOCIATES INC |
295,639 |
5,880,000 |
12.67% |
|
|
| 5 |
AQR ARBITRAGE LLC |
47,787 |
950,000 |
2.05% |
|
|
| 6 |
Granite Investment Partners, LLC |
33,748 |
671,000 |
1.45% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
33,431 |
664,000 |
1.43% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
26,087 |
519,000 |
1.12% |
|
|
| 9 |
LPL Financial LLC |
16,187 |
322,000 |
0.69% |
|
|
| 10 |
MORGAN STANLEY |
14,469 |
288,000 |
0.62% |
|
|
| 11 |
UBS Group AG |
13,816 |
274,000 |
0.59% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
13,500 |
269,000 |
0.58% |
|
|
| 13 |
Sterneck Capital Management, LLC |
11,443 |
228,000 |
0.49% |
|
|
| 14 |
Genesis Wealth Advisors, LLC |
4,617 |
91,832 |
0.20% |
|
|
| 15 |
ROYAL BANK OF CANADA |
4,509 |
90,000 |
0.19% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
4,385 |
87,000 |
0.19% |
|
|
| 17 |
CITIGROUP INC |
1,023 |
20,000 |
0.04% |
|
|
| 18 |
Allworth Financial LP |
740 |
15,000 |
0.03% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
651 |
12,000 |
0.03% |
|
|
| 20 |
MSI Financial Services Inc |
532 |
11,000 |
0.02% |
|
|
| 21 |
Focused Wealth Management, Inc |
528 |
11,000 |
0.02% |
|
|
| 22 |
D.A. DAVIDSON & CO. |
475 |
9,000 |
0.02% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
429 |
9,000 |
0.02% |
|
|
| 24 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
67 |
1,333 |
0.00% |
|
|
