| 1 |
1607 Capital Partners, LLC |
823,637 |
17,445,000 |
50.90% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
266,299 |
5,640,000 |
16.46% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
112,572 |
2,384,000 |
6.96% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
104,198 |
2,208,000 |
6.44% |
|
|
| 5 |
Karpus Management, Inc. |
46,905 |
993,000 |
2.90% |
|
|
| 6 |
AQR CAPITAL MANAGEMENT LLC |
39,214 |
831,000 |
2.42% |
|
|
| 7 |
Saba Capital Management, L.P. |
31,150 |
660,000 |
1.93% |
|
|
| 8 |
Granite Investment Partners, LLC |
30,498 |
646,000 |
1.88% |
|
|
| 9 |
UBS AG |
24,000 |
508,000 |
1.48% |
|
|
| 10 |
MORGAN STANLEY |
19,511 |
413,000 |
1.20% |
|
|
| 11 |
SENTINEL TRUST CO LBA |
14,899 |
316,000 |
0.92% |
|
|
| 12 |
Sterneck Capital Management, LLC |
13,943 |
295,000 |
0.86% |
|
|
| 13 |
SMITH, MOORE & CO. |
13,073 |
277,000 |
0.81% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
12,700 |
269,000 |
0.78% |
|
|
| 15 |
LPL Financial LLC |
11,719 |
248,000 |
0.72% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
11,677 |
247,000 |
0.72% |
|
|
| 17 |
SG Americas Securities, LLC |
11,435 |
242,000 |
0.71% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,261 |
217,000 |
0.63% |
|
|
| 19 |
ROYAL BANK OF CANADA |
6,309 |
134,000 |
0.39% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
4,825 |
102,194 |
0.30% |
|
|
| 21 |
MSI Financial Services Inc |
2,912 |
62,000 |
0.18% |
|
|
| 22 |
WOLVERINE ASSET MANAGEMENT LLC |
1,910 |
40,000 |
0.12% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
1,665 |
35,000 |
0.10% |
|
|
| 24 |
Focused Wealth Management, Inc |
1,056 |
22,000 |
0.06% |
|
|
| 25 |
NEW ENGLAND SECURITIES CORP /MA/ |
532 |
11,000 |
0.03% |
|
|
| 26 |
D.A. DAVIDSON & CO. |
475 |
10,000 |
0.03% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
429 |
9,000 |
0.03% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
320 |
7,000 |
0.02% |
|
|
| 29 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
