| 1 |
1607 Capital Partners, LLC |
931,587 |
20,178,000 |
35.77% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
507,592 |
10,995,000 |
19.49% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
308,243 |
6,677,000 |
11.84% |
|
|
| 4 |
ICON ADVISERS INC/CO |
301,703 |
6,535,000 |
11.59% |
|
|
| 5 |
Karpus Management, Inc. |
230,181 |
4,986,000 |
8.84% |
|
|
| 6 |
Yakira Capital Management, Inc. |
146,474 |
3,173,000 |
5.63% |
|
SH |
| 7 |
Bulldog Investors, LLP |
40,178 |
870,000 |
1.54% |
|
|
| 8 |
AQR ARBITRAGE LLC |
33,862 |
733,000 |
1.30% |
|
|
| 9 |
Granite Investment Partners, LLC |
33,748 |
731,000 |
1.30% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
19,631 |
425,000 |
0.75% |
|
|
| 11 |
LPL Financial LLC |
17,298 |
374,000 |
0.66% |
|
|
| 12 |
MORGAN STANLEY |
14,517 |
314,000 |
0.56% |
|
|
| 13 |
UBS Group AG |
9,927 |
215,000 |
0.38% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
4,385 |
95,000 |
0.17% |
|
|
| 15 |
CITIGROUP INC |
1,166 |
25,000 |
0.04% |
|
|
| 16 |
Allworth Financial LP |
740 |
16,000 |
0.03% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
651 |
15,000 |
0.03% |
|
|
| 18 |
ROYAL BANK OF CANADA |
709 |
15,000 |
0.03% |
|
|
| 19 |
MSI Financial Services Inc |
532 |
12,000 |
0.02% |
|
|
| 20 |
Focused Wealth Management, Inc |
528 |
11,000 |
0.02% |
|
|
| 21 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 22 |
BNP PARIBAS FINANCIAL MARKETS |
100 |
2,166 |
0.00% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
81 |
2,000 |
0.00% |
|
|
| 24 |
Creative Planning |
33 |
1,000 |
0.00% |
|
|
