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STONECASTLE FINL CORP
STONECASTLE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 23 Institutional holders with a total value of $30,765,612.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 543,103 9,401,000 30.56%
2 FENIMORE ASSET MANAGEMENT INC 273,600 4,736,000 15.39%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 220,391 3,815,000 12.40%
4 DEPRINCE RACE & ZOLLO INC 171,706 2,972,000 9.66%
5 Oxbow Advisors, LLC 144,683 2,504,000 8.14%
6 Northern Right Capital Management, L.P. 111,649 1,933,000 6.28%
7 PNC FINANCIAL SERVICES GROUP, INC. 66,000 1,142,000 3.71%
8 M3F, INC. 63,591 1,101,000 3.58%
9 BB&T SECURITIES, LLC 62,130 1,075,000 3.49%
10 Trellus Management Company, LLC 38,792 671,000 2.18%
11 STIFEL FINANCIAL CORP 31,437 544,000 1.77%
12 OPPENHEIMER & CO INC 22,501 390,000 1.27%
13 NORTHERN TRUST CORP 10,962 190,000 0.62%
14 ROYAL BANK OF CANADA 5,637 98,000 0.32%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,750 48,000 0.16%
16 MORGAN STANLEY 2,687 47,000 0.15%
17 FIRST TRUST CAPITAL MANAGEMENT L.P. 2,635 45,612 0.15%
18 Tower Research Capital LLC (TRC) 1,116 19,000 0.06%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 17,000 0.06%
20 Donald L. Hagan, LLC 400 7,000 0.02%
21 ACROSPIRE INVESTMENT MANAGEMENT LLC 336 6,000 0.02%
22 UBS Group AG 256 4,000 0.01%
23 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.