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STONECASTLE FINL CORP
STONECASTLE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $38,240,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 598,640 11,177,000 29.23%
2 FENIMORE ASSET MANAGEMENT INC 265,525 4,957,000 12.96%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 218,391 4,077,000 10.66%
4 Oxbow Advisors, LLC 192,562 3,594,000 9.40%
5 DEPRINCE RACE & ZOLLO INC 171,643 3,205,000 8.38%
6 Northern Right Capital Management, L.P. 111,649 2,084,000 5.45%
7 M3F, INC. 100,000 1,867,000 4.88%
8 Greenwich Investment Management, Inc. 66,200 1,235,000 3.23%
9 PNC FINANCIAL SERVICES GROUP, INC. 66,000 1,232,000 3.22%
10 BB&T SECURITIES, LLC 56,166 1,048,000 2.74%
11 STIFEL FINANCIAL CORP 40,486 754,000 1.97%
12 Trellus Management Company, LLC 38,792 724,000 1.89%
13 OPPENHEIMER & CO INC 26,336 492,000 1.29%
14 BAIRD FINANCIAL GROUP, INC. 16,459 307,000 0.80%
15 Clear Harbor Asset Management, LLC 16,272 304,000 0.79%
16 Van Hulzen Asset Management, LLC 15,000 280,000 0.73%
17 GSA CAPITAL PARTNERS LLP 14,505 271,000 0.71%
18 NORTHERN TRUST CORP 11,120 207,000 0.54%
19 MORGAN STANLEY 9,200 171,000 0.45%
20 WELLS FARGO & COMPANY/MN 6,363 119,000 0.31%
21 ROYAL BANK OF CANADA 5,617 105,000 0.27%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 19,000 0.05%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 600 11,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.