| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management, LLC | 200,096 | 4,212,000 | 36.67% | ||
| 2 | DIMENSIONAL FUND ADVISORS LP | 80,854 | 1,744,000 | 15.18% | ||
| 3 | Tikvah Management LLC | 80,445 | 1,740,000 | 15.15% | ||
| 4 | Hurley Capital, LLC | 63,303 | 1,309,000 | 11.40% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 35,000 | 754,000 | 6.56% | ||
| 6 | VANGUARD GROUP INC | 32,119 | 693,000 | 6.03% | ||
| 7 | BlackRock Institutional Trust Company, N.A. | 27,968 | 578,000 | 5.03% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 10,300 | 222,000 | 1.93% | ||
| 9 | AXA S.A. | 4,300 | 93,000 | 0.81% | ||
| 10 | RUTABAGA CAPITAL MANAGEMENT LLC/MA | 2,052 | 44,000 | 0.38% | ||
| 11 | UBS Group AG | 1,183 | 24,000 | 0.21% | ||
| 12 | Tower Research Capital LLC (TRC) | 1,077 | 22,000 | 0.19% | ||
| 13 | BLACKROCK ADVISORS LLC | 1,021 | 21,000 | 0.18% | ||
| 14 | BlackRock Investment Management, LLC | 505 | 10,000 | 0.09% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 378 | 8,000 | 0.07% | ||
| 16 | MORGAN STANLEY | 308 | 6,000 | 0.05% | ||
| 17 | EARNEST PARTNERS LLC | 250 | 5,000 | 0.04% | ||
| 18 | CITIGROUP INC | 48 | 1,000 | 0.01% | ||
| 19 | WELLS FARGO & COMPANY/MN | 6 | 0 | 0.00% | ||
| 20 | BANK OF MONTREAL /CAN/ | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
