| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management, LLC | 251,237 | 5,389,000 | 38.46% | ||
| 2 | Hurley Capital, LLC | 125,262 | 2,693,556 | 19.22% | ||
| 3 | Tikvah Management LLC | 80,445 | 1,740,000 | 12.42% | ||
| 4 | DIMENSIONAL FUND ADVISORS LP | 80,854 | 1,734,000 | 12.37% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 34,914 | 748,000 | 5.34% | ||
| 6 | VANGUARD GROUP INC | 33,291 | 714,000 | 5.10% | ||
| 7 | BlackRock Institutional Trust Company, N.A. | 27,968 | 600,000 | 4.28% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 10,000 | 215,000 | 1.53% | ||
| 9 | AXA S.A. | 2,500 | 54,000 | 0.39% | ||
| 10 | RUTABAGA CAPITAL MANAGEMENT LLC/MA | 1,752 | 38,000 | 0.27% | ||
| 11 | UBS Group AG | 1,129 | 24,000 | 0.17% | ||
| 12 | BLACKROCK ADVISORS LLC | 1,021 | 22,000 | 0.16% | ||
| 13 | BlackRock Investment Management, LLC | 505 | 11,000 | 0.08% | ||
| 14 | Tower Research Capital LLC (TRC) | 470 | 10,000 | 0.07% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 378 | 8,000 | 0.06% | ||
| 16 | MORGAN STANLEY | 301 | 6,000 | 0.04% | ||
| 17 | EARNEST PARTNERS LLC | 250 | 5,000 | 0.04% | ||
| 18 | BANK OF MONTREAL /CAN/ | 30 | 1,000 | 0.01% | ||
| 19 | WELLS FARGO & COMPANY/MN | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
