| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management, LLC | 245,765 | 4,355,000 | 45.53% | ||
| 2 | Tikvah Management LLC | 85,907 | 1,522,000 | 15.91% | ||
| 3 | DIMENSIONAL FUND ADVISORS LP | 80,854 | 1,439,000 | 15.04% | ||
| 4 | VANGUARD GROUP INC | 38,112 | 678,000 | 7.09% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 35,431 | 630,000 | 6.59% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 27,968 | 496,000 | 5.19% | ||
| 7 | POTRERO CAPITAL RESEARCH LLC | 10,134 | 180,000 | 1.88% | ||
| 8 | AXA S.A. | 5,571 | 99,000 | 1.04% | ||
| 9 | UBS Group AG | 2,755 | 49,000 | 0.51% | ||
| 10 | CUTLER GROUP LLC / CA | 2,686 | 47,000 | 0.49% | ||
| 11 | BLACKROCK ADVISORS LLC | 1,021 | 18,000 | 0.19% | ||
| 12 | RUTABAGA CAPITAL MANAGEMENT LLC/MA | 1,002 | 16,000 | 0.17% | ||
| 13 | BlackRock Investment Management, LLC | 505 | 9,000 | 0.09% | ||
| 14 | Joel Isaacson & Co., LLC | 500 | 9,000 | 0.09% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 378 | 7,000 | 0.07% | ||
| 16 | EARNEST PARTNERS LLC | 250 | 4,000 | 0.04% | ||
| 17 | BlackRock Fund Advisors | 244 | 4,000 | 0.04% | ||
| 18 | MORGAN STANLEY | 120 | 2,000 | 0.02% | ||
| 19 | BANK OF MONTREAL /CAN/ | 30 | 1,000 | 0.01% | ||
| 20 | JPMORGAN CHASE & CO | 24 | 0 | 0.00% | ||
| 21 | WELLS FARGO & COMPANY/MN | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
