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SEQUANS COMMUNICATIONS S A
SEQUANS COMMUNICATIONS S A. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 15 Institutional holders with a total value of $12,641,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nokomis Capital, L.L.C. 4,682,740 4,917,000 38.90%
2 AWM Investment Company, Inc. 2,549,700 2,805,000 22.19%
3 BAIRD FINANCIAL GROUP, INC. 1,813,820 1,905,000 15.07%
4 GAM Holding AG 1,713,520 1,842,000 14.57%
5 CREDIT AGRICOLE S A 516,054 542,000 4.29%
6 WHITEBOX ADVISORS LLC 335,268 369,000 2.92%
7 MORGAN STANLEY 102,900 108,000 0.85%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 67,000 74,000 0.59%
9 CITADEL ADVISORS LLC 38,490 42,000 0.33%
10 PIPER SANDLER & CO. 25,000 26,000 0.21%
11 UBS Group AG 5,611 6,000 0.05%
12 BANK OF AMERICA CORP /DE/ 2,694 3,000 0.02%
13 WELLS FARGO & COMPANY/MN 600 1,000 0.01%
14 ROYAL BANK OF CANADA 800 1,000 0.01%
15 DEUTSCHE BANK AG\ 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.