| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nokomis Capital, L.L.C. | 4,460,890 | 12,134,000 | 33.60% | ||
| 2 | AWM Investment Company, Inc. | 4,132,540 | 11,241,000 | 31.13% | ||
| 3 | YIHENG CAPITAL MANAGEMENT, L.P. | 2,337,042 | 6,357,000 | 17.60% | ||
| 4 | BAIRD FINANCIAL GROUP, INC. | 1,782,911 | 4,850,000 | 13.43% | ||
| 5 | MORGAN STANLEY | 208,700 | 568,000 | 1.57% | ||
| 6 | DRIEHAUS CAPITAL MANAGEMENT LLC | 109,275 | 297,000 | 0.82% | ||
| 7 | DEUTSCHE BANK AG\ | 73,200 | 199,000 | 0.55% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 67,000 | 182,000 | 0.50% | ||
| 9 | Manatuck Hill Partners, LLC | 50,000 | 136,000 | 0.38% | ||
| 10 | CITADEL ADVISORS LLC | 17,519 | 48,000 | 0.13% | ||
| 11 | Walleye Trading LLC | 13,600 | 37,000 | 0.10% | ||
| 12 | TWO SIGMA SECURITIES, LLC | 10,136 | 28,000 | 0.08% | ||
| 13 | FNY Managed Accounts LLC | 4,600 | 12,512 | 0.03% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 2,694 | 7,000 | 0.02% | ||
| 15 | MAGEE THOMSON INVESTMENT PARTNERS LLC | 1,326 | 4,000 | 0.01% | ||
| 16 | ROYAL BANK OF CANADA | 1,600 | 4,000 | 0.01% | ||
| 17 | JPMORGAN CHASE & CO | 1,000 | 3,000 | 0.01% | ||
| 18 | WELLS FARGO & COMPANY/MN | 602 | 2,000 | 0.01% | ||
| 19 | Tower Research Capital LLC (TRC) | 220 | 1,000 | 0.00% | ||
| 20 | CITIGROUP INC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
