| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nokomis Capital, L.L.C. | 4,682,740 | 9,834,000 | 33.25% | ||
| 2 | AWM Investment Company, Inc. | 4,371,704 | 9,181,000 | 31.05% | ||
| 3 | YIHENG CAPITAL MANAGEMENT, L.P. | 2,337,042 | 4,908,000 | 16.60% | ||
| 4 | BAIRD FINANCIAL GROUP, INC. | 1,788,215 | 3,755,000 | 12.70% | ||
| 5 | CREDIT AGRICOLE S A | 516,054 | 1,084,000 | 3.67% | ||
| 6 | GREAT AMERICAN GROUP, INC. | 169,489 | 356,000 | 1.20% | ||
| 7 | MORGAN STANLEY | 122,754 | 258,000 | 0.87% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 67,000 | 141,000 | 0.48% | ||
| 9 | DEUTSCHE BANK AG\ | 17,556 | 36,000 | 0.12% | ||
| 10 | UBS Group AG | 4,981 | 10,000 | 0.03% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 2,694 | 6,000 | 0.02% | ||
| 12 | ROYAL BANK OF CANADA | 800 | 2,000 | 0.01% | ||
| 13 | WELLS FARGO & COMPANY/MN | 600 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.