| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nokomis Capital, L.L.C. | 4,682,740 | 8,007,000 | 39.96% | ||
| 2 | AWM Investment Company, Inc. | 2,338,486 | 3,999,000 | 19.96% | ||
| 3 | BAIRD FINANCIAL GROUP, INC. | 1,801,989 | 3,081,000 | 15.38% | ||
| 4 | GAM Holding AG | 1,733,820 | 2,965,000 | 14.80% | ||
| 5 | CREDIT AGRICOLE S A | 516,054 | 882,000 | 4.40% | ||
| 6 | WHITEBOX ADVISORS LLC | 353,953 | 605,000 | 3.02% | ||
| 7 | MORGAN STANLEY | 107,200 | 183,000 | 0.91% | ||
| 8 | PIPER SANDLER & CO. | 100,000 | 171,000 | 0.85% | ||
| 9 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 67,000 | 115,000 | 0.57% | ||
| 10 | DEUTSCHE BANK AG\ | 11,900 | 20,000 | 0.10% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 2,694 | 5,000 | 0.02% | ||
| 12 | THOMPSON DAVIS & CO., INC. | 1,000 | 2,000 | 0.01% | ||
| 13 | UBS Group AG | 910 | 2,000 | 0.01% | ||
| 14 | ROYAL BANK OF CANADA | 800 | 1,000 | 0.00% | ||
| 15 | WELLS FARGO & COMPANY/MN | 600 | 1,000 | 0.00% | ||
| 16 | CITIGROUP INC | 40 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
