| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nokomis Capital, L.L.C. | 4,460,890 | 9,145,000 | 34.76% | ||
| 2 | AWM Investment Company, Inc. | 4,120,230 | 8,446,000 | 32.10% | ||
| 3 | YIHENG CAPITAL MANAGEMENT, L.P. | 2,337,042 | 4,791,000 | 18.21% | ||
| 4 | BAIRD FINANCIAL GROUP, INC. | 1,470,745 | 3,015,000 | 11.46% | ||
| 5 | MORGAN STANLEY | 175,400 | 360,000 | 1.37% | ||
| 6 | GOLDMAN SACHS GROUP INC | 144,644 | 297,000 | 1.13% | ||
| 7 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 67,000 | 137,000 | 0.52% | ||
| 8 | DEUTSCHE BANK AG\ | 34,900 | 71,000 | 0.27% | ||
| 9 | GENEVA PARTNERS, LLC | 10,000 | 33,000 | 0.13% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 2,694 | 6,000 | 0.02% | ||
| 11 | ROYAL BANK OF CANADA | 1,700 | 4,000 | 0.02% | ||
| 12 | Walleye Trading LLC | 1,600 | 3,000 | 0.01% | ||
| 13 | MAGEE THOMSON INVESTMENT PARTNERS LLC | 304 | 1,000 | 0.00% | ||
| 14 | WELLS FARGO & COMPANY/MN | 602 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.