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FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND
FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $137,757,713.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 2,622,186 94,071,000 68.29%
2 3D ASSET MANAGEMENT, INC 755,271 27,096,000 19.67%
3 ENVESTNET ASSET MANAGEMENT INC 192,840 6,918,000 5.02%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 86,022 3,081,000 2.24%
5 JANE STREET GROUP, LLC 69,417 2,490,000 1.81%
6 DEUTSCHE BANK AG\ 34,389 1,233,000 0.90%
7 Sigma Planning Corp 17,748 637,000 0.46%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,652 633,000 0.46%
9 Atria Investments, Inc 17,263 619,000 0.45%
10 VSR Financial Services, Inc. 10,810 388,000 0.28%
11 Cetera Advisors LLC 7,469 270,000 0.20%
12 ROYAL BANK OF CANADA 7,064 253,000 0.18%
13 BANK OF AMERICA CORP /DE/ 1,700 61,000 0.04%
14 AMERICAN INTERNATIONAL GROUP, INC. 215 7,713 0.01%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%
16 WELLS FARGO & COMPANY/MN 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.