| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHERN TRUST CORP | 3,054,963 | 110,957,000 | 71.11% | ||
| 2 | 3D ASSET MANAGEMENT, INC | 728,892 | 26,473,000 | 16.96% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 251,065 | 9,119,000 | 5.84% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 124,502 | 4,527,000 | 2.90% | ||
| 5 | JANE STREET GROUP, LLC | 35,975 | 1,307,000 | 0.84% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,459 | 816,000 | 0.52% | ||
| 7 | Atria Investments, Inc | 17,842 | 648,000 | 0.42% | ||
| 8 | Sigma Planning Corp | 16,526 | 600,000 | 0.38% | ||
| 9 | VSR Financial Services, Inc. | 13,770 | 500,000 | 0.32% | ||
| 10 | LPL Financial LLC | 9,017 | 326,000 | 0.21% | ||
| 11 | Cetera Advisors LLC | 7,469 | 272,000 | 0.17% | ||
| 12 | Cambridge Investment Research Advisors, Inc. | 6,035 | 219,000 | 0.14% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 3,857 | 140,000 | 0.09% | ||
| 14 | ROYAL BANK OF CANADA | 3,689 | 134,000 | 0.09% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 215 | 7,809 | 0.01% | ||
| 16 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 17 | WELLS FARGO & COMPANY/MN | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
