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FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND
FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 19 Institutional holders with a total value of $162,386,439.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 3,364,784 119,584,000 73.64%
2 3D ASSET MANAGEMENT, INC 741,951 26,369,000 16.24%
3 ENVESTNET ASSET MANAGEMENT INC 264,738 9,409,000 5.79%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,641 1,195,000 0.74%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,501 871,000 0.54%
6 Baker Avenue Asset Management, LP 23,933 851,000 0.52%
7 JANE STREET GROUP, LLC 20,621 733,000 0.45%
8 Atria Investments, Inc 20,627 733,000 0.45%
9 Sigma Planning Corp 17,320 616,000 0.38%
10 VSR Financial Services, Inc. 13,176 468,000 0.29%
11 BANK OF AMERICA CORP /DE/ 10,869 386,000 0.24%
12 LPL Financial LLC 10,306 368,000 0.23%
13 ROYAL BANK OF CANADA 8,315 296,000 0.18%
14 Cetera Advisors LLC 7,469 265,000 0.16%
15 Cambridge Investment Research Advisors, Inc. 6,355 226,000 0.14%
16 AMERICAN INTERNATIONAL GROUP, INC. 350 12,439 0.01%
17 MORGAN STANLEY 120 4,000 0.00%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%
19 WELLS FARGO & COMPANY/MN 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.