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FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND
FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $220,527,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 4,394,883 165,358,000 74.98%
2 3D ASSET MANAGEMENT, INC 665,444 25,037,000 11.35%
3 ENVESTNET ASSET MANAGEMENT INC 258,157 9,713,000 4.40%
4 AMERIPRISE FINANCIAL INC 94,865 3,566,000 1.62%
5 Ledyard National Bank 80,285 3,021,000 1.37%
6 BANK OF AMERICA CORP /DE/ 76,991 2,897,000 1.31%
7 Atria Investments, Inc 44,214 1,664,000 0.75%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,326 1,555,000 0.71%
9 JANE STREET GROUP, LLC 39,120 1,472,000 0.67%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,322 1,404,000 0.64%
11 LPL Financial LLC 31,411 1,164,000 0.53%
12 Concert Wealth Management Inc. 37,826 860,000 0.39%
13 UBS Group AG 20,872 785,000 0.36%
14 Sigma Planning Corp 16,765 631,000 0.29%
15 MORGAN STANLEY 10,867 409,000 0.19%
16 Cambridge Investment Research Advisors, Inc. 6,804 256,000 0.12%
17 ROYAL BANK OF CANADA 5,837 220,000 0.10%
18 COURIER CAPITAL LLC 5,855 220,000 0.10%
19 Plante Moran Financial Advisors, LLC 2,955 111,000 0.05%
20 IFP ADVISORS, INC 2,136 80,000 0.04%
21 ADVISOR GROUP, INC. 1,715 65,000 0.03%
22 SEI INVESTMENTS CO 358 13,000 0.01%
23 US BANCORP \DE\ 307 12,000 0.01%
24 Gradient Investments LLC 200 8,000 0.00%
25 PNC FINANCIAL SERVICES GROUP, INC. 163 6,000 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.