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FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND
FLEXSHARES QUALITY DIVIDEND DEFENSIVE INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 20 Institutional holders with a total value of $178,179,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 3,327,388 111,102,000 62.35%
2 3D ASSET MANAGEMENT, INC 774,336 25,855,000 14.51%
3 Atria Investments, Inc 841 25,177,000 14.13%
4 ENVESTNET ASSET MANAGEMENT INC 284,418 9,497,000 5.33%
5 Baker Avenue Asset Management, LP 37,699 1,259,000 0.71%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,776 1,095,000 0.61%
7 CITADEL ADVISORS LLC 25,042 836,000 0.47%
8 BANK OF AMERICA CORP /DE/ 22,202 741,000 0.42%
9 JANE STREET GROUP, LLC 19,645 656,000 0.37%
10 Sigma Planning Corp 19,144 639,000 0.36%
11 LPL Financial LLC 13,068 450,000 0.25%
12 VSR Financial Services, Inc. 10,961 366,000 0.21%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,836 228,000 0.13%
14 Cambridge Investment Research Advisors, Inc. 6,375 213,000 0.12%
15 ROYAL BANK OF CANADA 829 28,000 0.02%
16 AMERICAN INTERNATIONAL GROUP, INC. 450 15,000 0.01%
17 MORGAN STANLEY 317 11,000 0.01%
18 Regal Investment Advisors LLC 350 11,000 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%
20 WELLS FARGO & COMPANY/MN 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.