| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | MORGAN STANLEY | 120 | 4,000 | 0.00% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 350 | 12,439 | 0.01% | ||
| 5 | Cambridge Investment Research Advisors, Inc. | 6,355 | 226,000 | 0.14% | ||
| 6 | Cetera Advisors LLC | 7,469 | 265,000 | 0.16% | ||
| 7 | ROYAL BANK OF CANADA | 8,315 | 296,000 | 0.18% | ||
| 8 | LPL Financial LLC | 10,306 | 368,000 | 0.23% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 10,869 | 386,000 | 0.24% | ||
| 10 | VSR Financial Services, Inc. | 13,176 | 468,000 | 0.29% | ||
| 11 | Sigma Planning Corp | 17,320 | 616,000 | 0.38% | ||
| 12 | JANE STREET GROUP, LLC | 20,621 | 733,000 | 0.45% | ||
| 13 | Atria Investments, Inc | 20,627 | 733,000 | 0.45% | ||
| 14 | Baker Avenue Asset Management, LP | 23,933 | 851,000 | 0.52% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,501 | 871,000 | 0.54% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 33,641 | 1,195,000 | 0.74% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 264,738 | 9,409,000 | 5.79% | ||
| 18 | 3D ASSET MANAGEMENT, INC | 741,951 | 26,369,000 | 16.24% | ||
| 19 | NORTHERN TRUST CORP | 3,364,784 | 119,584,000 | 73.64% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
