| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | PNC FINANCIAL SERVICES GROUP, INC. | 161 | 6,000 | 0.00% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 315 | 11,000 | 0.01% | ||
| 5 | Creative Planning | 535 | 19,000 | 0.01% | ||
| 6 | ROYAL BANK OF CANADA | 1,635 | 59,000 | 0.03% | ||
| 7 | SG Americas Securities, LLC | 3,130 | 113,000 | 0.06% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 5,771 | 208,000 | 0.12% | ||
| 9 | MORGAN STANLEY | 8,216 | 296,000 | 0.17% | ||
| 10 | VSR Financial Services, Inc. | 13,328 | 481,000 | 0.27% | ||
| 11 | Sigma Planning Corp | 16,765 | 605,000 | 0.34% | ||
| 12 | UBS Group AG | 20,737 | 748,000 | 0.43% | ||
| 13 | Atria Investments, Inc | 23,982 | 865,000 | 0.49% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,648 | 1,322,000 | 0.75% | ||
| 15 | LPL Financial LLC | 56,506 | 2,017,000 | 1.15% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 61,297 | 2,211,000 | 1.26% | ||
| 17 | Ledyard National Bank | 89,555 | 3,230,000 | 1.84% | ||
| 18 | ENVESTNET ASSET MANAGEMENT INC | 263,243 | 9,495,000 | 5.40% | ||
| 19 | 3D ASSET MANAGEMENT, INC | 680,224 | 24,536,000 | 13.96% | ||
| 20 | NORTHERN TRUST CORP | 3,589,767 | 129,483,000 | 73.69% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
