Dark
Light
System
Security
ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 33 Institutional holders with a total value of $101,326,869.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 856,543 39,728,000 39.21%
2 AFAM CAPITAL, INC. 197,888 9,342,000 9.22%
3 MORGAN STANLEY 193,737 9,147,000 9.03%
4 QS Investors, LLC 177,308 8,371,000 8.26%
5 LPL Financial LLC 161,718 7,635,000 7.54%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 121,718 5,746,000 5.67%
7 JANE STREET GROUP, LLC 107,835 5,091,000 5.02%
8 GUGGENHEIM CAPITAL LLC 88,804 4,192,000 4.14%
9 Freedom Investment Management, Inc. 70,681 3,337,000 3.29%
10 UBS Group AG 40,888 1,930,000 1.90%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,603 1,020,000 1.01%
12 First Allied Advisory Services, Inc. 18,972 901,000 0.89%
13 WELLS FARGO & COMPANY/MN 17,035 804,000 0.79%
14 Virtu KCG Holdings LLC 16,027 757,000 0.75%
15 CITIGROUP INC 12,735 601,000 0.59%
16 Bluefin Trading, LLC 12,620 596,000 0.59%
17 REGIONS FINANCIAL CORP 10,000 472,000 0.47%
18 MASSACHUSETTS MUTUAL LIFE INSURANCE CO 7,300 345,000 0.34%
19 AMERICAN INTERNATIONAL GROUP, INC. 6,844 323,105 0.32%
20 HSBC HOLDINGS PLC 6,500 307,000 0.30%
21 BANK OF AMERICA CORP /DE/ 4,707 222,000 0.22%
22 ROYAL BANK OF CANADA 3,329 158,000 0.16%
23 D.A. DAVIDSON & CO. 2,081 98,000 0.10%
24 DEUTSCHE BANK AG\ 1,067 50,000 0.05%
25 Simplicity Solutions, LLC 998 47,116 0.05%
26 NEW ENGLAND SECURITIES CORP /MA/ 800 38,000 0.04%
27 Stratos Wealth Partners, LTD. 628 29,648 0.03%
28 CAPTRUST FINANCIAL ADVISORS 378 18,000 0.02%
29 Creative Planning 144 7,000 0.01%
30 MSI Financial Services Inc 105 5,000 0.00%
31 BlackRock Investment Management, LLC 106 5,000 0.00%
32 B. Riley Wealth Advisors, Inc. 91 4,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.