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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $43,957,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Brookstone Capital Management 214,904 10,860,000 24.71%
2 ENVESTNET ASSET MANAGEMENT INC 113,649 5,743,000 13.07%
3 FLOW TRADERS U.S. LLC 69,887 3,531,000 8.03%
4 MORGAN STANLEY 61,362 3,101,000 7.05%
5 JANE STREET GROUP, LLC 59,914 3,027,000 6.89%
6 LPL Financial LLC 59,642 3,004,000 6.83%
7 BANK OF AMERICA CORP /DE/ 55,034 2,781,000 6.33%
8 UBS Group AG 35,559 1,797,000 4.09%
9 CITADEL ADVISORS LLC 27,638 1,397,000 3.18%
10 GUGGENHEIM CAPITAL LLC 24,845 1,255,000 2.86%
11 WELLS FARGO & COMPANY/MN 18,550 937,000 2.13%
12 Freedom Investment Management, Inc. 17,531 886,000 2.02%
13 First Allied Advisory Services, Inc. 16,817 850,000 1.93%
14 Cambridge Investment Research Advisors, Inc. 12,731 643,000 1.46%
15 FDx Advisors, Inc. 12,607 611,000 1.39%
16 Parkside Financial Bank & Trust 10,626 537,000 1.22%
17 REGIONS FINANCIAL CORP 10,000 505,000 1.15%
18 Mount Lucas Management LP 8,500 430,000 0.98%
19 ADVISOR GROUP, INC. 5,918 299,000 0.68%
20 Transamerica Financial Advisors, LLC 5,883 298,000 0.68%
21 Haverford Trust Co 5,673 287,000 0.65%
22 HSBC HOLDINGS PLC 5,000 253,000 0.58%
23 Mirae Asset Global Investments Co., Ltd. 4,200 212,000 0.48%
24 CITIGROUP INC 4,000 202,000 0.46%
25 JPMORGAN CHASE & CO 3,571 180,000 0.41%
26 ROYAL BANK OF CANADA 1,984 100,000 0.23%
27 GENEOS WEALTH MANAGEMENT INC. 1,400 70,000 0.16%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,143 58,000 0.13%
29 US BANCORP \DE\ 749 38,000 0.09%
30 Hudock, Inc. 526 26,000 0.06%
31 PNC FINANCIAL SERVICES GROUP, INC. 333 17,000 0.04%
32 MSI Financial Services Inc 337 17,000 0.04%
33 Advisors Asset Management, Inc. 75 4,000 0.01%
34 BlackRock Investment Management, LLC 28 1,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.