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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 40 Institutional holders with a total value of $46,759,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 181,642 8,842,000 18.91%
2 BANK OF AMERICA CORP /DE/ 108,004 5,258,000 11.24%
3 FLOW TRADERS U.S. LLC 88,885 4,327,000 9.25%
4 Raymond James Financial Services Advisors, Inc. 88,156 4,291,000 9.18%
5 LPL Financial LLC 70,919 3,453,000 7.38%
6 WBI INVESTMENTS, LLC 69,463 3,381,000 7.23%
7 UBS Group AG 47,282 2,302,000 4.92%
8 RAYMOND JAMES & ASSOCIATES 35,417 1,724,000 3.69%
9 Mirae Asset Global Investments Co., Ltd. 28,225 1,374,000 2.94%
10 LifePlan Financial Group, Inc 25,810 1,256,000 2.69%
11 ENVESTNET ASSET MANAGEMENT INC 24,982 1,216,000 2.60%
12 GUGGENHEIM CAPITAL LLC 23,250 1,132,000 2.42%
13 JPMORGAN CHASE & CO 18,571 904,000 1.93%
14 WELLS FARGO & COMPANY/MN 17,824 868,000 1.86%
15 Freedom Investment Management, Inc. 15,567 758,000 1.62%
16 JANE STREET GROUP, LLC 13,963 680,000 1.45%
17 ADVISOR GROUP, INC. 13,042 634,000 1.36%
18 STIFEL FINANCIAL CORP 10,992 537,000 1.15%
19 Parkside Financial Bank & Trust 10,626 517,000 1.11%
20 REGIONS FINANCIAL CORP 10,000 487,000 1.04%
21 Mount Lucas Management LP 9,254 450,000 0.96%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,138 444,000 0.95%
23 Haverford Trust Co 5,673 276,000 0.59%
24 HL FINANCIAL SERVICES LLC 5,551 270,000 0.58%
25 HSBC HOLDINGS PLC 5,000 243,000 0.52%
26 AMERIPRISE FINANCIAL INC 4,602 224,000 0.48%
27 NewEdge Advisors, LLC 4,291 210,000 0.45%
28 First Allied Advisory Services, Inc. 4,119 201,000 0.43%
29 CITIGROUP INC 3,500 170,000 0.36%
30 SOWELL FINANCIAL SERVICES LLC 2,407 120,000 0.26%
31 ROYAL BANK OF CANADA 1,788 87,000 0.19%
32 IFP ADVISORS, INC 920 45,000 0.10%
33 US BANCORP \DE\ 749 36,000 0.08%
34 PNC FINANCIAL SERVICES GROUP, INC. 333 16,000 0.03%
35 MSI Financial Services Inc 263 13,000 0.03%
36 Advisors Asset Management, Inc. 75 4,000 0.01%
37 Transamerica Financial Advisors, LLC 81 4,000 0.01%
38 GLOBAL RETIREMENT PARTNERS, LLC 83 4,000 0.01%
39 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 21 1,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.