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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $115,866,180.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 525,004 23,740,000 20.49%
2 QS Investors, LLC 522,833 23,627,000 20.39%
3 ENVESTNET ASSET MANAGEMENT INC 435,417 19,677,000 16.98%
4 JANE STREET GROUP, LLC 153,110 6,919,000 5.97%
5 LPL Financial LLC 148,757 6,789,000 5.86%
6 AFAM CAPITAL, INC. 122,734 5,546,000 4.79%
7 MORGAN STANLEY 121,244 5,479,000 4.73%
8 GUGGENHEIM CAPITAL LLC 86,442 3,906,000 3.37%
9 BANK OF AMERICA CORP /DE/ 69,161 3,126,000 2.70%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 66,716 3,015,000 2.60%
11 Freedom Investment Management, Inc. 26,830 2,960,000 2.55%
12 UBS Group AG 36,600 1,654,000 1.43%
13 Bluefin Trading, LLC 26,678 1,206,000 1.04%
14 Weatherstone Capital Management 22,344 1,010,000 0.87%
15 AMERICAN INTERNATIONAL GROUP, INC. 21,491 972,000 0.84%
16 First Allied Advisory Services, Inc. 18,136 817,000 0.71%
17 STIFEL FINANCIAL CORP 15,298 691,000 0.60%
18 WELLS FARGO & COMPANY/MN 14,990 678,000 0.59%
19 CYPRESS WEALTH ADVISORS LLC 14,758 667,000 0.58%
20 ROYAL BANK OF CANADA 10,485 474,000 0.41%
21 REGIONS FINANCIAL CORP 10,000 452,000 0.39%
22 Concert Wealth Management Inc. 8,390 378,000 0.33%
23 JPMORGAN CHASE & CO 6,748 305,000 0.26%
24 MML INVESTORS SERVICES, INC. 6,094 275,000 0.24%
25 Virtu KCG Holdings LLC 5,595 253,000 0.22%
26 TWO SIGMA SECURITIES, LLC 5,300 240,000 0.21%
27 Haverford Trust Co 5,090 228,000 0.20%
28 HSBC HOLDINGS PLC 5,000 226,000 0.20%
29 FLOW TRADERS U.S. LLC 4,407 199,000 0.17%
30 D.A. DAVIDSON & CO. 1,869 84,000 0.07%
31 Shamrock Asset Management LLC 1,790 81,000 0.07%
32 Mirae Asset Global Investments Co., Ltd. 1,500 68,000 0.06%
33 Simplicity Solutions, LLC 867 39,180 0.03%
34 Hudock, Inc. 526 23,000 0.02%
35 MUFG Americas Holdings Corp 411 19,000 0.02%
36 CAPTRUST FINANCIAL ADVISORS 354 16,000 0.01%
37 CITIGROUP INC 285 13,000 0.01%
38 MSI Financial Services Inc 153 7,000 0.01%
39 Advisory Services Network, LLC 92 4,000 0.00%
40 Advisors Asset Management, Inc. 75 3,000 0.00%
41 Regal Investment Advisors LLC 388 0 0.00%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.