| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 5,594,892 | 20,925,000 | 18.16% | ||
| 2 | TB Partners GP LTD | 5,200,000 | 19,448,000 | 16.88% | ||
| 3 | Invesco Ltd. | 1,888,864 | 7,064,000 | 6.13% | ||
| 4 | DnB Asset Management AS | 1,622,900 | 6,069,646 | 5.27% | ||
| 5 | GOLDMAN SACHS GROUP INC | 1,316,677 | 4,924,000 | 4.27% | ||
| 6 | GOLDMAN SACHS GROUP INC | 1,218,700 | 4,558,000 | 3.96% | Put | |
| 7 | MILLENNIUM MANAGEMENT LLC | 1,060,601 | 3,967,000 | 3.44% | ||
| 8 | CRITERION CAPITAL MANAGEMENT LLC | 824,600 | 3,084,000 | 2.68% | Put | |
| 9 | Union Point Advisors, LLC | 772,773 | 2,890,000 | 2.51% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 726,100 | 2,716,000 | 2.36% | Call | |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 655,700 | 2,452,000 | 2.13% | Put | |
| 12 | MORGAN STANLEY | 543,510 | 2,034,000 | 1.77% | ||
| 13 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 536,669 | 2,007,000 | 1.74% | ||
| 14 | TB Alternative Assets Ltd. | 500,000 | 1,870,000 | 1.62% | ||
| 15 | PEAK6 Group LLC | 482,300 | 1,804,000 | 1.57% | Call | |
| 16 | GAM Holding AG | 400,000 | 1,498,000 | 1.30% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 350,371 | 1,311,000 | 1.14% | ||
| 18 | CREDIT SUISSE AG/ | 344,060 | 1,287,000 | 1.12% | ||
| 19 | DEUTSCHE BANK AG\ | 324,110 | 1,211,000 | 1.05% | ||
| 20 | SHAH CAPITAL MANAGEMENT | 306,681 | 1,146,000 | 0.99% | ||
| 21 | VAN ECK ASSOCIATES CORP | 280,261 | 1,048,000 | 0.91% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 272,109 | 1,018,000 | 0.88% | ||
| 23 | UBS AG | 271,202 | 1,015,000 | 0.88% | ||
| 24 | LUMINUS MANAGEMENT LLC | 270,000 | 1,010,000 | 0.88% | Put | |
| 25 | Guinness Atkinson Asset Management Inc | 258,500 | 967,000 | 0.84% | ||
| 26 | BlackRock Group LTD | 248,400 | 929,000 | 0.81% | ||
| 27 | BOLTON LP | 215,016 | 804,000 | 0.70% | ||
| 28 | GROUP ONE TRADING LLC | 204,491 | 765,000 | 0.66% | ||
| 29 | PEAK6 Group LLC | 200,200 | 749,000 | 0.65% | Put | |
| 30 | STATE STREET CORP | 196,232 | 734,000 | 0.64% | ||
| 31 | PROFUND ADVISORS LLC | 195,911 | 733,000 | 0.64% | ||
| 32 | FIRST TRUST ADVISORS LP | 171,608 | 642,000 | 0.56% | ||
| 33 | Parallax Volatility Advisers, L.P. | 163,000 | 610,000 | 0.53% | Call | |
| 34 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 159,400 | 596,000 | 0.52% | ||
| 35 | BlackRock Fund Advisors | 147,633 | 552,000 | 0.48% | ||
| 36 | Legal & General Group Plc | 130,914 | 490,000 | 0.43% | ||
| 37 | Zurcher Kantonalbank (Zurich Cantonalbank) | 123,900 | 463,000 | 0.40% | ||
| 38 | BARCLAYS PLC | 145,300 | 436,000 | 0.38% | Call | |
| 39 | SG Americas Securities, LLC | 114,502 | 428,000 | 0.37% | ||
| 40 | Aperio Group, LLC | 110,821 | 414,000 | 0.36% | ||
| 41 | ARDSLEY ADVISORY PARTNERS LP | 100,000 | 374,000 | 0.32% | Put | |
| 42 | UBS AG | 100,000 | 374,000 | 0.32% | Put | |
| 43 | Sculptor Capital LP | 100,000 | 374,000 | 0.32% | Call | |
| 44 | MIZUHO SECURITIES USA LLC | 100,000 | 374,000 | 0.32% | ||
| 45 | PEAK6 Group LLC | 90,850 | 340,000 | 0.30% | ||
| 46 | FRED ALGER MANAGEMENT, LLC | 87,710 | 328,000 | 0.28% | ||
| 47 | GOLDMAN SACHS GROUP INC | 87,200 | 326,000 | 0.28% | Call | |
| 48 | DekaBank Deutsche Girozentrale | 85,000 | 324,000 | 0.28% | ||
| 49 | Guinness Asset Management LTD | 78,720 | 294,000 | 0.26% | ||
| 50 | Seamans Capital Management, LLC | 73,500 | 275,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
