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ALLIANCEBERNSTEIN NATL MUN I
ALLIANCEBERNSTEIN NATL MUN I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 38 Institutional holders with a total value of $27,294,293.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 623,865 8,279,000 30.33%
2 Advisors Asset Management, Inc. 213,367 2,831,000 10.37%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 186,271 2,472,000 9.06%
4 MORGAN STANLEY 125,750 1,669,000 6.11%
5 Commonwealth Equity Services, Inc 123,173 1,635,000 5.99%
6 Capital Investment Advisors, LLC 116,499 1,545,943 5.66%
7 LPL Financial LLC 101,812 1,351,000 4.95%
8 ROYAL BANK OF CANADA 73,801 979,000 3.59%
9 Argentus Capital Management, LLC 66,327 880,000 3.22%
10 Tradewinds Capital Management, LLC 47,956 636,000 2.33%
11 Segment Wealth Management, LLC 45,416 603,000 2.21%
12 BANK OF AMERICA CORP /DE/ 36,693 487,000 1.78%
13 UBS AG 30,550 405,000 1.48%
14 SIT INVESTMENT ASSOCIATES INC 26,600 353,000 1.29%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 25,612 340,000 1.25%
16 West Family Investments, Inc. 22,450 298,000 1.09%
17 VAN ECK ASSOCIATES CORP 20,906 277,000 1.01%
18 DEUTSCHE BANK AG\ 20,560 272,000 1.00%
19 WELLS FARGO & COMPANY/MN 20,028 266,000 0.97%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,976 252,000 0.92%
21 Wilmington Savings Fund Society, FSB 16,100 214,000 0.78%
22 KMS FINANCIAL SERVICES, INC 15,600 207,000 0.76%
23 WEDBUSH SECURITIES INC 15,398 204,000 0.75%
24 AMERICAN INTERNATIONAL GROUP, INC. 10,878 144,350 0.53%
25 Yellowstone Partners, LLC 10,511 139,000 0.51%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 8,905 118,000 0.43%
27 US BANCORP \DE\ 8,295 110,000 0.40%
28 MSI Financial Services Inc 7,750 103,000 0.38%
29 WHITTIER TRUST CO OF NEVADA INC 3,900 52,000 0.19%
30 CITIGROUP INC 3,894 52,000 0.19%
31 Kavar Capital Partners, LLC 4,500 33,000 0.12%
32 MCF Advisors LLC 2,023 27,000 0.10%
33 WFG Advisors, LP 1,654 22,000 0.08%
34 MOTCO 1,240 16,000 0.06%
35 CAPTRUST FINANCIAL ADVISORS 915 12,000 0.04%
36 Tower Research Capital LLC (TRC) 664 9,000 0.03%
37 MUFG Americas Holdings Corp 51 1,000 0.00%
38 BlackRock Investment Management, LLC 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.