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ALLIANCEBERNSTEIN NATL MUN I
ALLIANCEBERNSTEIN NATL MUN I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 54 Institutional holders with a total value of $47,943,002.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STIFEL FINANCIAL CORP 550 7,546,000 15.74%
2 GUGGENHEIM CAPITAL LLC 321,300 4,437,000 9.25%
3 Fiera Capital Corp 314,730 4,346,000 9.06%
4 LPL Financial LLC 265,197 3,694,000 7.70%
5 ROBINSON CAPITAL MANAGEMENT, LLC 202,566 2,797,000 5.83%
6 MORGAN STANLEY 187,528 2,589,000 5.40%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 172,179 2,378,000 4.96%
8 UBS Group AG 153,262 2,117,000 4.42%
9 NEWGATE CAPITAL MANAGEMENT LLC 123,873 1,703,000 3.55%
10 Advisors Asset Management, Inc. 104,396 1,442,000 3.01%
11 Capital Investment Advisors, LLC 99,663 1,376,000 2.87%
12 PNC FINANCIAL SERVICES GROUP, INC. 95,533 1,319,000 2.75%
13 Commonwealth Equity Services, Inc 75,689 1,045,000 2.18%
14 ROYAL BANK OF CANADA 73,714 1,018,000 2.12%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 57,745 797,000 1.66%
16 SIT INVESTMENT ASSOCIATES INC 56,692 783,000 1.63%
17 WELLS FARGO & COMPANY/MN 52,102 719,000 1.50%
18 VAN ECK ASSOCIATES CORP 51,129 706,000 1.47%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,821 688,000 1.44%
20 Tradewinds Capital Management, LLC 47,956 662,000 1.38%
21 WOLVERINE ASSET MANAGEMENT LLC 35,828 494,000 1.03%
22 Squarepoint Ops LLC 26,355 364,000 0.76%
23 Thomas J. Herzfeld Advisors, Inc. 25,189 348,000 0.73%
24 Curi Capital, LLC 24,743 342,000 0.71%
25 BANK OF AMERICA CORP /DE/ 22,459 310,000 0.65%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21,660 299,000 0.62%
27 MSI Financial Services Inc 20,720 286,000 0.60%
28 BAIRD FINANCIAL GROUP, INC. 20,145 278,000 0.58%
29 SG Americas Securities, LLC 19,012 263,000 0.55%
30 Segment Wealth Management, LLC 16,350 226,000 0.47%
31 CFO4Life, L.P. 16,277 225,000 0.47%
32 Raymond James Financial Services Advisors, Inc. 16,080 222,000 0.46%
33 FormulaFolio Investments, LLC 15,134 209,000 0.44%
34 OPPENHEIMER & CO INC 14,800 204,000 0.43%
35 Pine River Capital Management L.P. 14,757 203,000 0.42%
36 Wilmington Savings Fund Society, FSB 14,100 195,000 0.41%
37 US BANCORP \DE\ 12,787 177,000 0.37%
38 PROFICIO CAPITAL PARTNERS LLC 12,225 169,000 0.35%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 12,090 167,000 0.35%
40 WESTPORT RESOURCES MANAGEMENT INC 11,684 161,000 0.34%
41 CREDIT SUISSE AG/ 11,400 157,000 0.33%
42 AMERICAN INTERNATIONAL GROUP, INC. 10,500 145,000 0.30%
43 SRH ADVISORS, LLC 8,000 110,000 0.23%
44 WHITTIER TRUST CO OF NEVADA INC 3,900 54,000 0.11%
45 Gradient Investments LLC 3,094 43,000 0.09%
46 MCF Advisors LLC 2,252 31,000 0.06%
47 CITIGROUP INC 1,554 21,000 0.04%
48 ALLEGIS INVESTMENT ADVISORS, LLC 1,280 18,000 0.04%
49 IFP ADVISORS, INC 1,311 18,000 0.04%
50 CAPTRUST FINANCIAL ADVISORS 915 13,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.