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ALLIANCEBERNSTEIN NATL MUN I
ALLIANCEBERNSTEIN NATL MUN I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 55 Institutional holders with a total value of $46,678,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 688,288 9,099,000 19.49%
2 Fiera Capital Corp 487,353 6,443,000 13.80%
3 Advisors Asset Management, Inc. 262,953 3,476,000 7.45%
4 WELLS FARGO & COMPANY/MN 236,014 3,121,000 6.69%
5 MORGAN STANLEY 199,425 2,636,000 5.65%
6 GUGGENHEIM CAPITAL LLC 156,511 2,069,000 4.43%
7 SIT INVESTMENT ASSOCIATES INC 143,347 1,895,000 4.06%
8 UBS Group AG 129,019 1,706,000 3.65%
9 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 114,615 1,515,000 3.25%
10 LPL Financial LLC 110,108 1,458,000 3.12%
11 Capital Investment Advisors, LLC 86,649 1,146,000 2.46%
12 Commonwealth Equity Services, Inc 83,665 1,106,000 2.37%
13 Invesco Ltd. 69,716 922,000 1.98%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,041 860,000 1.84%
15 VAN ECK ASSOCIATES CORP 63,789 843,000 1.81%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 54,784 724,000 1.55%
17 Tradewinds Capital Management, LLC 47,956 634,000 1.36%
18 SEGALL BRYANT & HAMILL, LLC 47,500 628,000 1.35%
19 Arete Wealth Advisors, LLC 44,270 585,000 1.25%
20 ROYAL BANK OF CANADA 34,763 459,000 0.98%
21 BANK OF AMERICA CORP /DE/ 30,278 400,000 0.86%
22 CFO4Life, L.P. 28,126 372,000 0.80%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 24,647 325,000 0.70%
24 HighTower Advisors, LLC 24,458 323,000 0.69%
25 PNC FINANCIAL SERVICES GROUP, INC. 21,429 283,000 0.61%
26 FormulaFolio Investments, LLC 20,891 276,000 0.59%
27 Virtu KCG Holdings LLC 19,541 258,000 0.55%
28 RAYMOND JAMES & ASSOCIATES 19,405 257,000 0.55%
29 PROFICIO CAPITAL PARTNERS LLC 19,037 252,000 0.54%
30 OPPENHEIMER & CO INC 18,000 238,000 0.51%
31 Thomas J. Herzfeld Advisors, Inc. 15,655 207,000 0.44%
32 ADVISOR GROUP, INC. 15,518 204,000 0.44%
33 Creative Planning 15,228 201,000 0.43%
34 Wilmington Savings Fund Society, FSB 14,100 186,000 0.40%
35 Raymond James Financial Services Advisors, Inc. 14,078 186,000 0.40%
36 US BANCORP \DE\ 12,787 169,000 0.36%
37 MILLENNIUM MANAGEMENT LLC 12,184 161,000 0.34%
38 Squarepoint Ops LLC 11,000 145,000 0.31%
39 CITADEL ADVISORS LLC 10,415 138,000 0.30%
40 SRH ADVISORS, LLC 8,000 106,000 0.23%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 7,590 100,000 0.21%
42 MSI Financial Services Inc 7,384 98,000 0.21%
43 BANK OF MONTREAL /CAN/ 7,371 96,000 0.21%
44 GENEOS WEALTH MANAGEMENT INC. 7,060 93,000 0.20%
45 TCI Wealth Advisors, Inc. 5,000 66,000 0.14%
46 NEXT Financial Group, Inc 3,443 46,000 0.10%
47 Gradient Investments LLC 3,094 41,000 0.09%
48 D.A. DAVIDSON & CO. 2,391 31,000 0.07%
49 MCF Advisors LLC 2,365 31,000 0.07%
50 WHITTIER TRUST CO OF NEVADA INC 2,300 30,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.