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ALLIANCEBERNSTEIN NATL MUN I
ALLIANCEBERNSTEIN NATL MUN I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 40 Institutional holders with a total value of $25,313,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 298,503 4,110,000 16.24%
2 Invesco Ltd. 242,417 3,338,000 13.19%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 197,344 2,717,000 10.73%
4 MORGAN STANLEY 138,788 1,911,000 7.55%
5 Capital Investment Advisors, LLC 110,159 1,517,000 5.99%
6 LPL Financial LLC 109,147 1,503,000 5.94%
7 Commonwealth Equity Services, Inc 81,571 1,123,000 4.44%
8 UBS Group AG 78,874 1,086,000 4.29%
9 ROYAL BANK OF CANADA 70,680 973,000 3.84%
10 Tradewinds Capital Management, LLC 47,956 660,000 2.61%
11 GUGGENHEIM CAPITAL LLC 47,128 649,000 2.56%
12 BANK OF AMERICA CORP /DE/ 46,258 637,000 2.52%
13 Segment Wealth Management, LLC 40,916 563,000 2.22%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 37,197 512,000 2.02%
15 WELLS FARGO & COMPANY/MN 33,913 467,000 1.84%
16 Stratos Wealth Partners, LTD. 25,530 351,774 1.39%
17 VAN ECK ASSOCIATES CORP 23,845 328,000 1.30%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,141 318,000 1.26%
19 DEUTSCHE BANK AG\ 20,560 283,000 1.12%
20 Laurion Capital Management LP 18,158 250,000 0.99%
21 Virtu KCG Holdings LLC 18,094 249,000 0.98%
22 SG Americas Securities, LLC 15,979 220,000 0.87%
23 WEDBUSH SECURITIES INC 15,398 212,000 0.84%
24 Wilmington Savings Fund Society, FSB 14,100 194,000 0.77%
25 DOLIVER ADVISORS, LP 13,472 185,000 0.73%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 11,403 157,000 0.62%
27 Yellowstone Partners, LLC 10,511 145,000 0.57%
28 US BANCORP \DE\ 8,295 114,000 0.45%
29 MSI Financial Services Inc 7,750 107,000 0.42%
30 AMERICAN INTERNATIONAL GROUP, INC. 7,320 100,797 0.40%
31 NATIONAL PLANNING CORP 5,805 80,812 0.32%
32 WHITTIER TRUST CO OF NEVADA INC 3,900 54,000 0.21%
33 Gradient Investments LLC 3,500 48,000 0.19%
34 WOLVERINE ASSET MANAGEMENT LLC 2,914 40,000 0.16%
35 MCF Advisors LLC 2,122 29,000 0.11%
36 WFG Advisors, LP 1,654 23,000 0.09%
37 Creative Planning 1,364 19,000 0.08%
38 PNC FINANCIAL SERVICES GROUP, INC. 1,085 15,000 0.06%
39 CAPTRUST FINANCIAL ADVISORS 915 13,000 0.05%
40 Perkins Coie Trust Co 804 11,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.